Overview Financials News + Filings Key Docs Charts Ownership Insiders
All All (ex-4s) 10-K 10-Q 8-K 3,4,5 Proxy Prospectus Other
Tags Director departure Inv. presentation Quarterly results Appointed director
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DAKOTA PLAINS HOLDINGS, INC. (DAKP)
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Create: Alert |
All | News | Filings
Date Filed | Type | Description |
03/07/2017 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)] |
03/02/2017 |
8-K
| Quarterly results |
02/23/2017 |
8-K
| Form 8-K - Current report |
02/14/2017 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
02/03/2017 |
8-K
| Form 8-K - Current report |
01/25/2017 |
8-K
| Form 8-K - Current report |
12/21/2016 |
8-K
| Bankruptcy or Receivership, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation unde...
Docs:
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"Dakota Plains HOLDINGS, INC. begins voluntary chapTer 11 proceeding WAYZATA, Minnesota, – Dakota Plains Holdings, Inc. announced today that it and six of its wholly owned subsidiaries filed voluntary Chapter 11 petitions in the United States Bankruptcy Court for the District of Minnesota on Tuesday, December 20, 2016, initiating a process intended to preserve value and accommodate an eventual going-concern sale of Dakota Plains’ business operations. Dakota Plains is seeking and expects to obtain up to $2 million in post-petition debtor in possession financing from its senior secured lender, SunTrust Bank, which, subject to Bankruptcy Court approval, will provide the Company with liquidity to maintain its operations in the ordinary course of business during the Chapter 11 process. Dakota P..." |
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12/02/2016 |
4
| Thornton James L (General Counsel & Secretary) has filed a Form 4 on DAKOTA PLAINS HOLDINGS, INC.
Txns:
| Disposed/sold 29,334 shares
@ $0 |
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11/17/2016 |
3
| Phillips Anna M. (Director) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
11/10/2016 |
3/A
| Beskow Martin James (CFO) has filed a Form 3/A on DAKOTA PLAINS HOLDINGS, INC. |
11/09/2016 |
3
| Beskow Martin James (CFO) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
11/07/2016 |
10-Q
| Quarterly Report for the period ended September 30, 2016 |
11/07/2016 |
8-K
| Resignation/termination of a director
Docs:
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"Amendment No. 4 to Forbearance Agreement, by and among Dakota Plains Transloading, LLC, Dakota Plains Sand, LLC, Dakota Plains Marketing, LLC, Dakota Plains Holdings, Inc., the subsidiary loan parties party thereto, the lenders from time to time party thereto, and SunTrust Bank, as administrative agent for the lenders",
"Letter Agreement with Stone Phillips, LLC" |
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09/28/2016 |
4
| MCKENZIE CRAIG M (Director) has filed a Form 4 on DAKOTA PLAINS HOLDINGS, INC. |
09/26/2016 |
8-K
| Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...
Docs:
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"Amendment No. 3 to Forbearance Agreement, by and among Dakota Plains Transloading, LLC, Dakota Plains Sand, LLC, Dakota Plains Marketing, LLC, Dakota Plains Holdings, Inc., the subsidiary loan parties party thereto, the lenders from time to time party thereto, and SunTrust Bank, as administrative agent for the lenders" |
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09/23/2016 |
4
| Eberwein Jeffrey E. (10% Owner) has filed a Form 4 on DAKOTA PLAINS HOLDINGS, INC. |
09/16/2016 |
3
| Pratt Thomas E. (Director) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
09/06/2016 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs:
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"Amendment No. 2 to Forbearance Agreement, by and among Dakota Plains Transloading, LLC, Dakota Plains Sand, LLC, Dakota Plains Marketing, LLC, Dakota Plains Holdings, Inc., the subsidiary loan parties party thereto, the lenders from time to time party thereto, and SunTrust Bank, as administrative agent for the lenders" |
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08/23/2016 |
DFAN14A
| Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material |
08/09/2016 |
10-Q
| Quarterly Report for the period ended June 30, 2016 |
07/11/2016 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
07/08/2016 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs:
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"Amendment No. 3 to Revolving Credit and Term Loan Agreement, Amendment No. 1 to Forbearance Agreement and One Time Waiver Of Revolving Loan Borrowing Requirements, by and among Dakota Plains Transloading, LLC, Dakota Plains Sand, LLC, Dakota Plains Marketing, LLC, Dakota Plains Holdings, Inc., the subsidiary loan parties party thereto, the lenders from time to time party thereto, and SunTrust Bank, as administrative agent for the lenders" |
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06/30/2016 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Changes in Registrant's ... |
05/11/2016 |
8-K
| Form 8-K - Current report |
05/06/2016 |
10-Q
| Quarterly Report for the period ended March 31, 2016 |
05/05/2016 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits |
04/29/2016 |
10-K/A
| Annual Report for the period ended December 31, 2015 [amend] |
04/06/2016 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
04/04/2016 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
03/28/2016 |
3
| Hidalgo Michael V (See Explanation of Responses) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
03/28/2016 |
3
| Vetter Galen G (See Explanation of Responses) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
03/28/2016 |
3
| Schechter Joshua (See Explanation of Responses) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
03/28/2016 |
3
| Rendino Kevin (See Explanation of Responses) has filed a Form 3 on DAKOTA PLAINS HOLDINGS, INC. |
03/24/2016 |
DFAN14A
| Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material |
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