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RAND CAPITAL CORP (RAND) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/04/2023 8-K Quarterly results
Docs: "Rand Capital Reports 34% Increase in Total Investment Income for Second Quarter 2023"
05/09/2023 8-K Quarterly results
Docs: "Total investment income increased 65% to $1.85 million for the quarter compared with the first quarter last year driven by strong growth in interest, dividend and fee income"
04/20/2023 8-K Quarterly results
03/10/2023 8-K Quarterly results
Docs: "Advanced portfolio transformation: Total investment income increased 40% to $1.7 million in the fourth quarter; Full year 2022 grew 41% to $5.8 million"
06/27/2022 8-K Quarterly results
04/22/2022 8-K Submission of Matters to a Vote of Security Holders
12/30/2021 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Other Events, Financial State...
Docs: "Agreement and Plan of Merger, by and between Rand Capital Sub, Inc. and Rand Capital Sub LLC"
11/12/2021 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Restated Certificate of Incorporation, filed November 10, 2021",
"Amended and Restated Bylaws, effective November 8, 2021"
11/03/2021 8-K Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arran...
10/25/2021 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Rand Capital Corporation Announces Leadership Transition and Changes to the Board of Directors"
04/23/2021 8-K Quarterly results
01/04/2021 8-K Quarterly results
12/16/2020 8-K Submission of Matters to a Vote of Security Holders
06/15/2020 8-K Other Events
05/21/2020 8-K Material Modifications to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Yea...
Docs: "Certificate of Amendment to the Certificate of Incorporation, as amended",
"Rand Capital Confirms 1-For-9 Reverse Stock Split Effective at 5:00 p.m. ET Today"
05/11/2020 8-K Quarterly results
04/30/2020 8-K Other Events, Financial Statements and Exhibits
Docs: "Rand Capital Announces Shareholder Election Results for Special Dividend"
04/23/2020 8-K Submission of Matters to a Vote of Security Holders
04/03/2020 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Letter to Shareholders",
"Special Dividend Election Form"
03/03/2020 8-K Quarterly results
12/31/2019 8-K Quarterly results
11/12/2019 8-K Quarterly results
10/22/2019 8-K Quarterly results
05/23/2019 8-K/A Submission of Matters to a Vote of Security Holders
05/22/2019 8-K Submission of Matters to a Vote of Security Holders
01/25/2019 8-K Conference call transcript
Docs: "Stock Purchase Agreement, by and among East Asset Management, LLC, Rand Capital Corporation and, solely for purposes of being bound by Sections 7.10 and 10.9(a) and (b) thereof, Rand Capital Management LLC",
"Conference Call Script"
01/25/2019 8-K Investor presentation
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of report : January 24, 2019 RAND CAPITAL CORPORATION On January 25, 2019, Rand Capital Corporation issued a press release announcing the execution of a Stock Purchase Agreement, dated as of January 24, 2019, by and among the Company, East Asset Management, LLC , and, solely for purposes of being bound by Sections 7.10 and 10.9 and thereof, Rand Capital Management LLC, pursuant to which East has agreed to purchase 8,333,333.33 shares of the Company's common stock, par value $0.10 per share, at a purchase price of $3.00 per share for an aggregate purchase price of $25,000,000. The full text of the press release is attached h...",
"Rand Capital Announces $25 Million Strategic Investment by East Asset Management and Establishment of External Management Structure",
"Investor Presentation"
04/18/2018 8-K Submission of Matters to a Vote of Security Holders
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of report : April 17, 2018 RAND CAPITAL CORPORATION 814-00235 16-0961359 2200 Rand Building, Buffalo, NY 14203 853-0802 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule 13e-4 under the Exchange ..."
04/21/2017 8-K Quarterly results
03/02/2017 8-K Form 8-K - Current report
12/14/2016 8-K Form 8-K - Current report
09/23/2016 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
08/02/2016 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Amendments to the By-Laws of Rand Capital Corporation"
10/31/2013 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Rand Capital Announces Net Asset Value of $3.90, Two New Investments, and Continued Repurchase of Rand Shares"
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