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Taube Brook
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Filings
Date Filed
Type
Description
01/20/2021
SC 13D
Form SC 13D - General statement of acquisition of beneficial ownership:
01/20/2021
4
Form 4 - Statement of changes in beneficial ownership of securities:
10/29/2019
4
Form 4 - Statement of changes in beneficial ownership of securities:
10/28/2019
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
03/01/2018
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
07/12/2017
4
Form 4 - Statement of changes in beneficial ownership of securities:
07/07/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
07/03/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
06/28/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
06/23/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
06/20/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
06/15/2017
4
Taube Brook (CEO) has filed a Form 4 on Medley Capital Corp
Txns:
Bought 162,212 shares @ $6.2556, valued at $1M
Bought 143,497 shares @ $6.2411, valued at $895.6k
Bought 162,212 shares @ $6.2564, valued at $1M
06/12/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
06/07/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
06/05/2017
4
Taube Brook (Director) has filed a Form 4 on Sierra Total Return Fund
Txns:
Bought 80,000 shares @ $25, valued at $2M
06/02/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
05/30/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
05/24/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
05/19/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
05/16/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
05/11/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
03/20/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
03/15/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
03/09/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
02/13/2017
SC 13D
Form SC 13D - General statement of acquisition of beneficial ownership:
02/01/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
01/23/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
01/04/2017
4
Form 4 - Statement of changes in beneficial ownership of securities
12/29/2016
4
Form 4 - Statement of changes in beneficial ownership of securities
12/21/2016
4
Form 4 - Statement of changes in beneficial ownership of securities
12/16/2016
4
Form 4 - Statement of changes in beneficial ownership of securities
12/13/2016
4
Form 4 - Statement of changes in beneficial ownership of securities
11/10/2016
3
Taube Brook (Director) has filed a Form 3 on Sierra Total Return Fund
11/09/2016
4
Form 4 - Statement of changes in beneficial ownership of securities
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