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Tokarz Group Advisers LLC
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Filings
Date Filed
Type
Description
07/17/2020
4
Form 4 - Statement of changes in beneficial ownership of securities:
08/13/2019
4
Tokarz Group Advisers LLC (10% Owner) has filed a Form 4 on EQUUS TOTAL RETURN, INC.
Txns:
Sold 608,310 shares @ $1.62, valued at $985.5k
07/30/2019
4
Form 4 - Statement of changes in beneficial ownership of securities:
07/26/2019
4
Tokarz Group Advisers LLC (10% Owner) has filed a Form 4 on EQUUS TOTAL RETURN, INC.
Txns:
Sold 608,310 shares @ $1.7, valued at $1M
Acquired 608,310 shares @ $1.7, valued at $1M
06/27/2017
40-APP/A
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940 [Amend]
12/06/2016
40-APP
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
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