| Date Filed | Type | Description |
| 12/18/2020 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/13/2020 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 05/19/2020 |
APP WD
| Form APP WD - Withdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]: |
| 05/28/2019 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 09/11/2018 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 02/09/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/09/2018 |
SC 13G/A
| DIMENSIONAL FUND ADVISORS LP reports a 0% stake in NEWSTAR FINANCIAL INC |
| 01/02/2018 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 12/28/2017 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/28/2017 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/28/2017 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/22/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/22/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/22/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/22/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/22/2017 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/22/2017 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/22/2017 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/22/2017 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 12/22/2017 |
8-K
| Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Fa... |
| 12/22/2017 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 12/21/2017 |
GN
| NewStar Stockholders Approve Acquisition by First Eagle |
| 12/12/2017 |
SC 13D/A
| Capital Z Partners Management, LLC reports a 0.3% stake in NewStar Financial, Inc. |
| 11/28/2017 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 11/28/2017 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 11/27/2017 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 11/27/2017 |
SC 13E3
| Form SC 13E3 - Going private transaction by certain issuers: |
| 11/20/2017 |
8-K
| Other Events, Financial Statements and Exhibits |
| 11/20/2017 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 11/20/2017 |
GN
| NewStar Announces Completion of “Go Shop” Process |
| 11/09/2017 |
PREM14A
| Form PREM14A - Preliminary proxy statements relating to merger or acquisition: |
| 11/03/2017 |
10-Q
| Quarterly Report for the period ended September 30, 2017 |
| 11/01/2017 |
8-K
| Quarterly results |
| 11/01/2017 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
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