News + Filings Transactions Holdings
All
13F
13D/G
Other
|
|
GOLDSTEIN PHILLIP
|
Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 04/25/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/31/2023 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 675 shares
@ $10.74, valued at
$7.2k
Bought 1,568 shares
@ $10.85, valued at
$17k
|
|
| 03/21/2023 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 4,000 shares
@ $6.28, valued at
$25.1k
|
|
| 03/15/2023 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 790 shares
@ $6.36, valued at
$5k
|
|
| 02/07/2023 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 2,000 shares
@ $11.85, valued at
$23.7k
|
|
| 02/01/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/07/2022 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 3,534 shares
@ $15.69, valued at
$55.4k
|
|
| 02/09/2022 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 2,000 shares
@ $14.755, valued at
$29.5k
|
|
| 01/31/2022 |
SC 13G/A
| GOLDSTEIN PHILLIP reports a 2.9% stake in HERZFELD CARIBBEAN BASIN FUND INC |
| 01/28/2022 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Exercised (in-or-at-the-money) 9,369 options to buy
@ $0 |
|
| 12/20/2021 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Sold 2,542 shares
@ $15.5504, valued at
$39.5k
|
|
| 11/03/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Exercised 209,944 shares
@ $8.36, valued at
$1.8M
|
|
| 10/18/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on MEXICO EQUITY & INCOME FUND INC|
Txns:
| Exercised 10,001 shares
@ $8.9, valued at
$89k
|
|
| 09/27/2021 |
SC 13D/A
| GOLDSTEIN PHILLIP has filed a Schedule 13D for HIGHLAND INCOME FUND\MA |
| 08/18/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 13,000 shares
@ $10, valued at
$130k
Sold 10,000 shares
@ $9.97, valued at
$99.7k
Sold 5,000 shares
@ $9.9701, valued at
$49.9k
|
|
| 08/17/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 5,000 shares
@ $9.9218, valued at
$49.6k
Sold 14,401 shares
@ $9.92, valued at
$142.9k
Sold 909 shares
@ $9.9544, valued at
$9k
Sold 5,000 shares
@ $9.93, valued at
$49.7k
Sold 5,000 shares
@ $9.94, valued at
$49.7k
|
|
| 08/13/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 17,718 shares
@ $9.89, valued at
$175.2k
Sold 10,000 shares
@ $9.89, valued at
$98.9k
|
|
| 08/11/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 3,104 shares
@ $9.8901, valued at
$30.7k
Sold 5,743 shares
@ $9.9, valued at
$56.9k
Sold 5,000 shares
@ $9.9017, valued at
$49.5k
Sold 5,000 shares
@ $9.89, valued at
$49.5k
Sold 7,659 shares
@ $9.89, valued at
$75.7k
|
|
| 08/11/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 08/10/2021 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 08/09/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 1,805 shares
@ $9.86, valued at
$17.8k
Sold 12,758 shares
@ $9.87, valued at
$125.9k
Sold 6,870 shares
@ $9.89, valued at
$67.9k
Sold 3,135 shares
@ $9.8904, valued at
$31k
Sold 3,133 shares
@ $9.9, valued at
$31k
|
|
| 08/05/2021 |
4
| Bulldog Investors, LLP (10% Owner) has filed a Form 4 on NEW IRELAND FUND INC|
Txns:
| Sold 25,088 shares
@ $12.4978, valued at
$313.5k
|
|
| 08/05/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 1,641 shares
@ $9.86, valued at
$16.2k
Sold 5,000 shares
@ $9.861, valued at
$49.3k
Sold 5,827 shares
@ $9.87, valued at
$57.5k
Sold 3,119 shares
@ $9.8501, valued at
$30.7k
Sold 1,142 shares
@ $9.8604, valued at
$11.3k
Sold 501 shares
@ $9.87, valued at
$4.9k
Sold 1,112 shares
@ $9.88, valued at
$11k
Sold 5,000 shares
@ $9.85, valued at
$49.3k
|
|
| 07/06/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Sold 1,212 shares
@ $9.79, valued at
$11.9k
|
|
| 06/24/2021 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Exercised 2,800 options to buy
@ $0 |
|
| 06/08/2021 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Sold 88,330 shares
@ $15.32, valued at
$1.4M
Sold 10,000 shares
@ $15.43, valued at
$154.3k
Bought 2,800 options to buy
@ $0 |
|
| 06/08/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Sold 67,059 shares
@ $9.475, valued at
$635.4k
Sold 9,899 shares
@ $9.7, valued at
$96k
|
|
| 06/04/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Sold 194 shares
@ $9.68, valued at
$1.9k
Sold 1,800 shares
@ $9.67, valued at
$17.4k
|
|
| 06/03/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Sold 4,847 shares
@ $9.72, valued at
$47.1k
Sold 100 shares
@ $9.73, valued at
$973
Sold 142 shares
@ $9.75, valued at
$1.4k
Sold 5,000 shares
@ $9.69, valued at
$48.5k
Sold 1,796 shares
@ $9.73, valued at
$17.5k
Sold 3,874 shares
@ $9.71, valued at
$37.6k
Sold 3,041 shares
@ $9.72, valued at
$29.6k
|
|
| 05/10/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/24/2021 |
3
| Bulldog Investors, LLP (10% Owner) has filed a Form 3 on NEW IRELAND FUND INC |
| 02/12/2021 |
SC 13G/A
| GOLDSTEIN PHILLIP reports a 7.1% stake in HERZFELD CARIBBEAN BASIN FUND INC |
| 02/04/2021 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Exercised 163,703 shares
@ $8.24, valued at
$1.3M
|
|
| 12/28/2020 |
4
| GOLDSTEIN PHILLIP (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 6,710 shares
@ $8.54, valued at
$57.3k
Sold 6,990 shares
@ $8.54, valued at
$59.7k
|
|
|
|
|