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LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 02/19/2020 |
4
| Kaufman Brett (Senior Vice President and CFO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 318,466 shares
@ $3.5, valued at
$1.1M
Sold 205 shares
@ $25, valued at
$5.1k
Disposed/sold 125,000 options to buy
@ $1.28, valued at
$160k
Disposed/sold 125,000 options to buy
@ $2.8, valued at
$350k
Disposed/sold 62,500 options to buy
@ $1.4, valued at
$87.5k
Disposed/sold 75,000 options to buy
@ $3.25, valued at
$243.8k
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| 02/14/2020 |
4
| ZEITCHICK MARK (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 4,000 shares
@ $25.07, valued at
$100.3k
Disposed/sold 531,250 shares
@ $3.5, valued at
$1.9M
Disposed/sold 3,789,541 shares
@ $3.5, valued at
$13.3M
Disposed/sold 600,000 options to buy
@ $1.28, valued at
$768k
Disposed/sold 600,000 options to buy
@ $2.8, valued at
$1.7M
Disposed/sold 300,000 options to buy
@ $1.4, valued at
$420k
Disposed/sold 400,000 options to buy
@ $3.25, valued at
$1.3M
Disposed/sold 200,000 options to buy
@ $4.25, valued at
$850k
Disposed/sold 200,000 options to buy
@ $2.65, valued at
$530k
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| 02/14/2020 |
4
| Simkin Jacqueline M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 8,000 shares
@ $25.083, valued at
$200.7k
Disposed/sold 45,000 shares
@ $3.5, valued at
$157.5k
Disposed/sold 1,859,738 shares
@ $3.5, valued at
$6.5M
Disposed/sold 158,000 shares
@ $3.5, valued at
$553k
Disposed/sold 20,000 options to buy
@ $1.73, valued at
$34.6k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 50,000 options to buy
@ $3.01, valued at
$150.5k
Disposed/sold 50,000 options to buy
@ $3.38, valued at
$169k
Disposed/sold 50,000 options to buy
@ $2.4, valued at
$120k
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| 02/14/2020 |
4
| Malamed Adam Scott (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 3,900 shares
@ $25.1023, valued at
$97.9k
Disposed/sold 1,612,290 shares
@ $3.5, valued at
$5.6M
Disposed/sold 5,000 shares
@ $3.5, valued at
$17.5k
Disposed/sold 200,000 options to buy
@ $1.28, valued at
$256k
Disposed/sold 200,000 options to buy
@ $2.8, valued at
$560k
Disposed/sold 100,000 options to buy
@ $1.4, valued at
$140k
Disposed/sold 135,000 options to buy
@ $3.25, valued at
$438.8k
Disposed/sold 50,000 options to buy
@ $4.25, valued at
$212.5k
Disposed/sold 50,000 options to buy
@ $2.65, valued at
$132.5k
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| 02/14/2020 |
4
| LAMPEN RICHARD (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 3,324,916 shares
@ $3.5, valued at
$11.6M
Disposed/sold 83,333 shares
@ $3.5, valued at
$291.7k
Sold 4,000 shares
@ $25.114, valued at
$100.5k
Disposed/sold 600,000 options to buy
@ $1.28, valued at
$768k
Disposed/sold 600,000 options to buy
@ $2.8, valued at
$1.7M
Disposed/sold 300,000 options to buy
@ $1.4, valued at
$420k
Disposed/sold 400,000 options to buy
@ $3.25, valued at
$1.3M
Disposed/sold 200,000 options to buy
@ $4.25, valued at
$850k
Disposed/sold 200,000 options to buy
@ $2.65, valued at
$530k
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| 02/14/2020 |
4
| KRASNO RICHARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 65,828 shares
@ $3.5, valued at
$230.4k
Disposed/sold 383,089 shares
@ $3.5, valued at
$1.3M
Disposed/sold 50,000 options to buy
@ $2.4, valued at
$120k
Disposed/sold 50,000 options to buy
@ $3.38, valued at
$169k
Disposed/sold 50,000 options to buy
@ $3.01, valued at
$150.5k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 20,000 options to buy
@ $1.11, valued at
$22.2k
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| 02/14/2020 |
4
| giovanniello joseph (Former Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Sold 2,000 shares
@ $25.11, valued at
$50.2k
Disposed/sold 473,207 shares
@ $3.5, valued at
$1.7M
Disposed/sold 50,000 options to buy
@ $1.28, valued at
$64k
Disposed/sold 50,000 options to buy
@ $2.8, valued at
$140k
Disposed/sold 25,000 options to buy
@ $1.4, valued at
$35k
Disposed/sold 30,000 options to buy
@ $3.25, valued at
$97.5k
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| 02/14/2020 |
4
| Liebowitz Michael (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 246,498 shares
@ $3.5, valued at
$862.7k
Disposed/sold 25,000 shares
@ $3.5, valued at
$87.5k
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| 02/14/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/14/2020 |
4
| LORBER HOWARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 3,085,385 shares
@ $3.5, valued at
$10.8M
Disposed/sold 522,027 shares
@ $3.5, valued at
$1.8M
Disposed/sold 67 shares
@ $3.5, valued at
$234.5
Disposed/sold 20,000 options to buy
@ $1.11, valued at
$22.2k
Disposed/sold 600,000 options to buy
@ $1.28, valued at
$768k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 600,000 options to buy
@ $2.8, valued at
$1.7M
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 300,000 options to buy
@ $1.4, valued at
$420k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 400,000 options to buy
@ $3.25, valued at
$1.3M
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| 02/14/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/14/2020 |
4
| BEINSTEIN HENRY C (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Disposed/sold 232,143 shares
@ $3.5, valued at
$812.5k
Disposed/sold 1,532 shares
@ $3.5, valued at
$5.4k
Disposed/sold 50,000 options to buy
@ $2.4, valued at
$120k
Disposed/sold 50,000 options to buy
@ $3.38, valued at
$169k
Disposed/sold 50,000 options to buy
@ $3.01, valued at
$150.5k
Disposed/sold 50,000 options to buy
@ $1.46, valued at
$73k
Disposed/sold 50,000 options to buy
@ $1.32, valued at
$66k
Disposed/sold 20,000 options to buy
@ $1.79, valued at
$35.8k
Disposed/sold 20,000 options to buy
@ $1.11, valued at
$22.2k
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| 01/09/2020 |
4
| Kaufman Brett (Senior Vice President and CFO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Exercised 50,000 options to buy
@ $0.9, valued at
$45k
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| 01/09/2020 |
4
| giovanniello joseph (Senior Vice President) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Exercised 50,000 options to buy
@ $0.9, valued at
$45k
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| 07/02/2019 |
4
| giovanniello joseph (Senior Vice President) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 1,342 shares
@ $3.2585, valued at
$4.4k
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| 06/19/2019 |
4
| KRASNO RICHARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Paid exercise price by delivering 4,172 shares
@ $3.5, valued at
$14.6k
Exercised 20,000 options to buy
@ $0.73, valued at
$14.6k
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| 06/14/2019 |
4
| Simkin Jacqueline M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
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| 06/14/2019 |
4
| LORBER HOWARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
|
| 06/14/2019 |
4
| Liebowitz Michael (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
|
| 06/14/2019 |
4
| KRASNO RICHARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
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| 06/14/2019 |
4
| GENSON BRIAN S (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
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| 06/14/2019 |
4
| Davis Glenn C (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
|
| 06/14/2019 |
4
| BEINSTEIN HENRY C (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Granted 30,000 shares
@ $0 |
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| 06/04/2019 |
4
| LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.1326, valued at
$31.3k
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| 06/03/2019 |
4
| LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.2295, valued at
$32.3k
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| 06/03/2019 |
4
| Malamed Adam Scott (Executive VP and COO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.2011, valued at
$32k
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| 05/31/2019 |
4
| LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.3668, valued at
$33.7k
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| 05/24/2019 |
4
| LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.3399, valued at
$33.4k
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| 05/23/2019 |
4
| LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.3515, valued at
$33.5k
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| 05/23/2019 |
4
| Malamed Adam Scott (Executive VP and COO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Bought 10,000 shares
@ $3.3459, valued at
$33.5k
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| 05/17/2019 |
4
| Malamed Adam Scott (Executive VP and COO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Paid exercise price by delivering 111,251 shares
@ $3.39, valued at
$377.1k
Exercised 200,000 options to buy
@ $0.9, valued at
$180k
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| 05/17/2019 |
4
| ZEITCHICK MARK (Executive Vice President) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Paid exercise price by delivering 333,755 shares
@ $3.39, valued at
$1.1M
Exercised 600,000 options to buy
@ $0.9, valued at
$540k
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| 05/17/2019 |
4
| LORBER HOWARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Paid exercise price by delivering 407,956 shares
@ $3.39, valued at
$1.4M
Exercised 20,000 options to buy
@ $0.73, valued at
$14.6k
Exercised 600,000 options to buy
@ $0.9, valued at
$540k
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| 05/17/2019 |
4
| LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.|
Txns:
| Paid exercise price by delivering 333,755 shares
@ $3.39, valued at
$1.1M
Exercised 600,000 options to buy
@ $0.9, valued at
$540k
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