| Date Filed | Type | Description |
| 04/07/2022 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 5,333 shares
@ $15.69, valued at
$83.7k
Bought 1,500 shares
@ $14.94, valued at
$22.4k
Bought 2,000 shares
@ $14.77, valued at
$29.5k
Bought 1,000 shares
@ $14.73, valued at
$14.7k
Bought 100 shares
@ $14.65, valued at
$1.5k
Bought 1,000 shares
@ $14.66, valued at
$14.7k
|
|
| 03/03/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/28/2022 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 285 shares
@ $14.72, valued at
$4.2k
Bought 785 shares
@ $14.63, valued at
$11.5k
Bought 68 shares
@ $14.59, valued at
$992.1
Bought 532 shares
@ $14.5, valued at
$7.7k
|
|
| 01/24/2022 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 700 shares
@ $8.28, valued at
$5.8k
|
|
| 11/03/2021 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Exercised 19,072 shares
@ $8.36, valued at
$159.4k
|
|
| 09/21/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/20/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/20/2021 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 1,000 shares
@ $14.995, valued at
$15k
|
|
| 02/04/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/23/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on MVC CAPITAL, INC.|
Txns:
| Disposed/sold 68,000 shares
@ $0 |
|
| 12/17/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 350 options to buy
@ $0
Disposed/sold 400 options to buy
@ $0 |
|
| 11/02/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 100 shares
@ $7.24, valued at
$724
Bought 1,900 shares
@ $7.25, valued at
$13.8k
|
|
| 10/28/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 2,000 shares
@ $11.48, valued at
$23k
|
|
| 09/15/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 50 shares
@ $8.26, valued at
$413 |
|
| 04/07/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 10 shares
@ $8.7, valued at
$87
Bought 630 shares
@ $8.71, valued at
$5.5k
Bought 220 shares
@ $8.73, valued at
$1.9k
Bought 140 shares
@ $8.75, valued at
$1.2k
|
|
| 04/06/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 1,000 shares
@ $5.91, valued at
$5.9k
|
|
| 04/03/2020 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Bought 1,000 shares
@ $6.9, valued at
$6.9k
|
|
| 03/10/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/02/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/24/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/10/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/09/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/09/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/04/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/01/2019 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on MVC CAPITAL, INC.|
Txns:
| Bought 1,649 shares
@ $8.97, valued at
$14.8k
Bought 322 shares
@ $8.97, valued at
$2.9k
Bought 29 shares
@ $8.95, valued at
$259.6 |
|
| 08/05/2019 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 08/02/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/29/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/24/2019 |
4
| HELLERMAN GERALD (CCO) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 1,500 shares
@ $13.31, valued at
$20k
|
|
| 03/20/2019 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Disposed/sold 1,178 shares
@ $9.25, valued at
$10.9k
|
|
| 11/23/2018 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Disposed/sold 691 shares
@ $7.86, valued at
$5.4k
|
|
| 10/23/2018 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Acquired 232 shares
@ $0 |
|
| 10/11/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/09/2018 |
3
| HELLERMAN GERALD (Director) has filed a Form 3 on SWISS HELVETIA FUND, INC. |
|