| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 11/17/2022 | ClearBridge Energy Midstream Opportunity Fund Inc. | EMO | Other (acquisition) | Series H Mandatory Redeemable Preferred Shares | 66 | $100,000.00 | $6.6M | | 11/17/2022 |
| 11/17/2022 | ClearBridge Energy Midstream Opportunity Fund Inc. | EMO | Other (acquisition) | Series H Mandatory Redeemable Preferred Shares | 4 | $100,000.00 | $400k | By C.M. Life Insurance Company | 11/17/2022 |
| 11/17/2022 | ClearBridge MLP & Midstream Total Return Fund Inc. | CTR | Other (acquisition) | Series D Mandatory Redeemable Preferred Shares | 43 | $100,000.00 | $4.3M | | 11/17/2022 |
| 03/24/2022 | Barings Capital Investment Corp | | Purchase | Common Stock | 44.9k | $22.29 | $1000k | By C.M. Life Insurance Company | 04/14/2021 |
| 03/24/2022 | Barings Capital Investment Corp | | Purchase | Common Stock | 852.4k | $22.29 | $19M | | 04/14/2021 |
| 03/08/2022 | Invesco Ltd. | IVZ | Purchase | Common Shares | 1.1M | $19.40 | $20.7M | | 11/01/2021 |
| 03/08/2022 | Invesco Ltd. | IVZ | Purchase | Common Shares | 312.5k | $19.77 | $6.2M | | 11/01/2021 |
| 03/07/2022 | Invesco Ltd. | IVZ | Purchase | Common Shares | 1.4M | $18.65 | $25.7M | | 11/01/2021 |
| 03/04/2022 | Invesco Ltd. | IVZ | Purchase | Common Shares | 1.3M | $19.01 | $25.7M | | 11/01/2021 |
| 12/20/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 430.9k | $22.19 | $9.6M | | 04/14/2021 |
| 12/20/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 22.7k | $22.19 | $503.2k | By C.M. Life Insurance Company | 04/14/2021 |
| 11/01/2021 | Invesco Ltd. | IVZ | Purchase | Common Shares | 7.6k | $26.15 | $198.3k | | 11/01/2021 |
| 07/15/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 229.6k | $22.19 | $5.1M | | 04/14/2021 |
| 07/15/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 12.1k | $22.19 | $268.2k | By C.M. Life Insurance Company | 04/14/2021 |
| 04/14/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 12.8k | $21.99 | $282.4k | By C.M. Life Insurance Company | 04/14/2021 |
| 04/14/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 244k | $21.99 | $5.4M | | 04/14/2021 |
| 01/28/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 176.1k | $21.58 | $3.8M | | 01/28/2021 |
| 01/28/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 9.3k | $21.58 | $200k | By C.M. Life Insurance Company | 01/28/2021 |
| 01/25/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 766.8k | $21.58 | $16.5M | | 01/25/2021 |
| 01/25/2021 | Barings Capital Investment Corp | | Purchase | Common Stock | 40.4k | $21.58 | $870.9k | By C.M. Life Insurance Company | 01/25/2021 |
| 06/19/2019 | ABRDN ASIA-PACIFIC INCOME FUND, INC. | FAX | Purchase | Senior Notes | 18M | $0.00 | $0 | | 06/19/2019 |
| 08/06/2018 | Kayne Anderson Energy Total Return Fund, Inc. | KYE | Other (disposition) | Series K Senior Note | 14.2M | $1.00 | $14.2M | | 08/06/2018 |
| 08/06/2018 | Kayne Anderson Energy Total Return Fund, Inc. | KYE | Other (disposition) | Series L Senior Note | 13.5M | $1.00 | $13.5M | | 08/06/2018 |
| 08/06/2018 | Kayne Anderson Energy Total Return Fund, Inc. | KYE | Other (disposition) | Series K Senior Note | 1.1M | $1.00 | $1.1M | By C.M. Life Insurance company | 08/06/2018 |
| 08/06/2018 | Kayne Anderson Energy Total Return Fund, Inc. | KYE | Other (disposition) | Series L Senior Note | 1000k | $1.00 | $1000k | By C.M. Life Insurance company | 08/06/2018 |
| 08/06/2018 | Kayne Anderson Energy Total Return Fund, Inc. | KYE | Other (disposition) | Series L Senior Note | 2.5M | $1.00 | $2.5M | By MassMutual Asia Limited | 08/06/2018 |
| 08/06/2018 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (acquisition) | Series K Senior Note | 14.2M | $1.00 | $14.2M | | 08/06/2018 |
| 08/06/2018 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (acquisition) | Series L Senior Note | 13.5M | $1.00 | $13.5M | | 08/06/2018 |
| 08/06/2018 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (acquisition) | Series K Senior Note | 1.1M | $1.00 | $1.1M | By C.M. Life Insurance Company | 08/06/2018 |
| 08/06/2018 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (acquisition) | Series L Senior Note | 1000k | $1.00 | $1000k | By C.M. Life Insurance Company | 08/06/2018 |
| 08/06/2018 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (acquisition) | Series L Senior Note | 2.5M | $1.00 | $2.5M | By MassMutual Asia Limited | 08/06/2018 |
| 11/15/2017 | BARINGS CORPORATE INVESTORS | MCI | Purchase | Senior Fixed Rate Convertible Note Due 11/15/2027 | 30M | $0.00 | $0 | | 11/15/2017 |
| 03/26/2015 | ClearBridge MLP & Midstream Total Return Fund Inc. | CTR | Purchase | MRP Shares | 240 | $100,000.00 | $24M | | 03/26/2015 |
| 03/26/2015 | ClearBridge Energy Midstream Opportunity Fund Inc. | EMO | Purchase | MRP Shares | 228 | $100,000.00 | $22.8M | | 03/26/2015 |
| 03/26/2015 | ClearBridge Energy Midstream Opportunity Fund Inc. | EMO | Purchase | MRP Shares | 12 | $100,000.00 | $1.2M | By C.M. Life Insurance Company | 03/26/2015 |
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