Ross James H [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
08/25/2014	Hilltop Securities Holdings LLC	SWS	Payment of Exercise	Common Stock $.10 Par Value	1.1k	$0.00	$0		08/25/2014
08/21/2014	Hilltop Securities Holdings LLC	SWS	Payment of Exercise	Common Stock $.10 Par Value	4.1k	$0.00	$0		08/20/2014
08/20/2014	Hilltop Securities Holdings LLC	SWS	Grant	Common Stock $.10 Par Value	41.2k	$0.00	$0		08/20/2014
08/26/2013	Hilltop Securities Holdings LLC	SWS	Payment of Exercise	Common Stock $.10 Par Value	1.1k	$0.00	$0		08/26/2013
08/21/2013	Hilltop Securities Holdings LLC	SWS	Grant	Common Stock $.10 Par Value	45k	$0.00	$0		08/21/2013
05/25/2010	Hilltop Securities Holdings LLC	SWS	Purchase	Common Stock $.10 Par Value	5k	$9.55	$47.8k	401 (k)	05/21/2010
05/21/2010	Hilltop Securities Holdings LLC	SWS	Purchase	Common Stock $.10 Par Value	1000	$9.86	$9.9k	401 (k)	05/21/2010