| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/17/2023 | Societal CDMO, Inc. | REPH | Grant | Common Stock | 73.6k | $0.00 | $0 | | 05/17/2023 |
| 05/17/2023 | Societal CDMO, Inc. | REPH | Grant | Stock Option (right to buy) | 27.2k | $0.74 | $20.1k | | 05/17/2023 |
| 08/31/2022 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Common Stock, $0.001 par value | 25k | $0.00 | $0 | | 08/31/2022 |
| 08/31/2022 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Stock Option (Right to Buy) | 75k | $1.13 | $84.8k | | 08/31/2022 |
| 06/21/2022 | SPECTRUM PHARMACEUTICALS INC | SPPI | Sale | Common Stock, $0.001 par value | 4.3k | $0.79 | $3.4k | | 06/21/2022 |
| 06/15/2022 | Baudax Bio, Inc. | BXRX | Grant | Common Stock | 39.5k | $0.00 | $0 | | 06/15/2022 |
| 05/18/2022 | Societal CDMO, Inc. | REPH | Grant | Stock Option (right to buy) | 118.2k | $0.80 | $94.5k | | 05/18/2022 |
| 05/18/2022 | Societal CDMO, Inc. | REPH | Grant | Common Stock | 87.5k | $0.00 | $0 | | 05/18/2022 |
| 06/18/2021 | SPECTRUM PHARMACEUTICALS INC | SPPI | Sale | Common Stock, $0.001 par value | 9k | $4.24 | $38.2k | | 06/17/2021 |
| 06/17/2021 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Stock Option (Right to Buy) | 67.8k | $4.29 | $290.9k | | 06/17/2021 |
| 06/17/2021 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Common Stock, $0.001 par value | 14.3k | $0.00 | $0 | | 06/17/2021 |
| 04/20/2021 | Societal CDMO, Inc. | REPH | Grant | Common Stock | 26.9k | $0.00 | $0 | | 04/20/2021 |
| 04/20/2021 | Societal CDMO, Inc. | REPH | Grant | Stock Option (right to buy) | 38k | $1.71 | $65k | | 04/20/2021 |
| 04/20/2021 | Societal CDMO, Inc. | REPH | Grant | Stock Option (right to buy) | 38k | $0.00 | $0 | | 04/20/2021 |
| 04/07/2021 | Baudax Bio, Inc. | BXRX | Grant | Common Stock | 56.5k | $0.00 | $0 | | 04/07/2021 |
| 04/07/2021 | Baudax Bio, Inc. | BXRX | Grant | Stock Option (right to buy) | 83.3k | $1.24 | $103.3k | | 04/07/2021 |
| 06/22/2020 | SPECTRUM PHARMACEUTICALS INC | SPPI | Sale | Common Stock, $0.001 par value | 5k | $3.25 | $16.2k | | 06/22/2020 |
| 06/18/2020 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | | 60k | $2.94 | $176.4k | | 06/22/2020 |
| 06/18/2020 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Common Stock, $0.001 par value | 30k | $0.00 | $0 | | 06/18/2020 |
| 06/18/2020 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Stock Option (Right to Buy) | 60k | $2.94 | $176.4k | | 06/18/2020 |
| 05/07/2020 | Societal CDMO, Inc. | REPH | Grant | Common Stock | 8.4k | $0.00 | $0 | | 05/07/2020 |
| 05/07/2020 | Societal CDMO, Inc. | REPH | Grant | Stock Option (right to buy) | 12.4k | $8.37 | $103.8k | | 05/07/2020 |
| 05/06/2020 | Baudax Bio, Inc. | BXRX | Grant | Common Stock | 23k | $0.00 | $0 | | 05/06/2020 |
| 05/06/2020 | Baudax Bio, Inc. | BXRX | Grant | Stock Option (right to buy) | 34.6k | $3.05 | $105.5k | | 05/06/2020 |
| 12/05/2019 | Societal CDMO, Inc. | REPH | Grant | Common Stock | 17.6k | $0.00 | $0 | | 12/05/2019 |
| 12/05/2019 | Baudax Bio, Inc. | BXRX | Grant | Common Stock | 20k | $0.00 | $0 | | 12/05/2019 |
| 06/20/2019 | SPECTRUM PHARMACEUTICALS INC | SPPI | Sale | Common Stock, $0.001 par value | 1.7k | $8.50 | $14.2k | | 06/19/2019 |
| 06/20/2019 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Common Stock, $0.001 par value | 10k | $0.00 | $0 | | 06/19/2019 |
| 06/20/2019 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Stock Option (Right to Buy) | 20k | $8.44 | $168.8k | | 06/19/2019 |
| 06/19/2019 | SPECTRUM PHARMACEUTICALS INC | SPPI | Sale | Common Stock, $0.001 par value | 5k | $8.59 | $43k | | 06/19/2019 |
| 05/09/2019 | Societal CDMO, Inc. | REPH | Grant | Common Stock | 8k | $0.00 | $0 | | 05/09/2019 |
| 05/09/2019 | Societal CDMO, Inc. | REPH | Grant | Stock Option (right to buy) | 10.9k | $8.80 | $95.8k | | 05/09/2019 |
| 11/30/2018 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Common Stock, $0.001 par value | 3.3k | $0.00 | $0 | | 11/30/2018 |
| 11/30/2018 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Stock Option (Right to Buy) | 6.7k | $14.02 | $93.5k | | 11/30/2018 |
| 06/18/2018 | SPECTRUM PHARMACEUTICALS INC | SPPI | Grant | Common Stock, $0.001 par value | 10k | $0.00 | $0 | | 06/18/2018 |
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