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DO CUONG V
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
06/29/2023
BIOVIE INC.
BIVI
Grant
Common Stock
149.5k
$0.00
$0
See Footnote
06/29/2023
06/29/2023
BIOVIE INC.
BIVI
Grant
Stock Option (right to buy)
175k
$4.10
$716.7k
See Footnote
06/29/2023
02/16/2023
BIOVIE INC.
BIVI
Payment of Exercise
COMMON STOCK
5k
$6.12
$30.3k
SEE FOOTNOTE
02/16/2023
06/21/2022
BIOVIE INC.
BIVI
Grant
124.5k
$1.69
$210.4k
See Footnote
06/21/2022
06/21/2022
BIOVIE INC.
BIVI
Grant
124.5k
$0.00
$0
See Footnote
06/21/2022
12/31/2021
BIOVIE INC.
BIVI
Grant
Common Stock
21.7k
$0.00
$0
12/31/2021
08/20/2021
BIOVIE INC.
BIVI
Grant
Stock Option (right to buy)
745k
$7.74
$5.8M
See Footnote
08/20/2021
12/18/2020
BIOVIE INC.
BIVI
Grant
97.5k
$13.91
$1.4M
Shares are held in the name of Do & Rickles Investments LLC
12/18/2020
01/02/2019
BIOVIE INC.
BIVI
Grant
Common Stock
200k
$0.04
$7k
see footnote
01/02/2019
07/03/2018
BIOVIE INC.
BIVI
Grant
Warrants
8.7M
$0.02
$156k
07/01/2018
07/03/2018
BIOVIE INC.
BIVI
Grant
Preferred Stock
86.7k
$1.50
$130k
07/01/2018
01/19/2018
BIOVIE INC.
BIVI
Grant
options
100k
$0.10
$10k
12/08/2016
01/08/2018
BIOVIE INC.
BIVI
Grant
Warrants
166.7k
$0.15
$25k
Shares are held in the name of Do & Rickles Investments LLC
12/08/2016
01/08/2018
BIOVIE INC.
BIVI
Disposition
common stock
166.7k
$0.15
$25k
Shares are held in the name of Do & Rickles Investments LLC
12/08/2016
01/02/2018
BIOVIE INC.
BIVI
Grant
common stock
200k
$0.15
$30k
Shares are held in the name of Do & Rickles Investments LLC
12/08/2016
12/08/2016
BIOVIE INC.
BIVI
Grant
options
100k
$0.21
$21k
12/08/2016
06/22/2011
TE Connectivity Ltd.
TEL
Payment of Exercise
Common Shares
3.7k
$34.93
$128.6k
06/22/2011
06/22/2011
TE Connectivity Ltd.
TEL
Exercise
Restricted Stock Units
11.2k
$0.00
$0
06/22/2011
11/17/2010
TE Connectivity Ltd.
TEL
Payment of Exercise
Common Shares
1k
$31.02
$31.2k
11/17/2010
11/17/2010
TE Connectivity Ltd.
TEL
Exercise
Restricted Stock Units
3.1k
$0.00
$0
11/17/2010
09/15/2010
TE Connectivity Ltd.
TEL
Grant
Restricted Stock Units
161
$0.00
$0
09/15/2010
06/16/2010
TE Connectivity Ltd.
TEL
Grant
Restricted Stock Units
212
$0.00
$0
06/16/2010
03/17/2010
TE Connectivity Ltd.
TEL
Grant
Restricted Stock Units
224
$0.00
$0
03/17/2010
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