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DO CUONG V

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
06/29/2023BIOVIE INC.BIVIGrantCommon Stock149.5k$0.00$0See Footnote06/29/2023
06/29/2023BIOVIE INC.BIVIGrantStock Option (right to buy)175k$4.10$716.7kSee Footnote06/29/2023
02/16/2023BIOVIE INC.BIVIPayment of ExerciseCOMMON STOCK5k$6.12$30.3kSEE FOOTNOTE02/16/2023
06/21/2022BIOVIE INC.BIVIGrant 124.5k$1.69$210.4kSee Footnote06/21/2022
06/21/2022BIOVIE INC.BIVIGrant 124.5k$0.00$0See Footnote06/21/2022
12/31/2021BIOVIE INC.BIVIGrantCommon Stock21.7k$0.00$0 12/31/2021
08/20/2021BIOVIE INC.BIVIGrantStock Option (right to buy)745k$7.74$5.8MSee Footnote08/20/2021
12/18/2020BIOVIE INC.BIVIGrant 97.5k$13.91$1.4MShares are held in the name of Do & Rickles Investments LLC12/18/2020
01/02/2019BIOVIE INC.BIVIGrantCommon Stock200k$0.04$7ksee footnote01/02/2019
07/03/2018BIOVIE INC.BIVIGrantWarrants8.7M$0.02$156k 07/01/2018
07/03/2018BIOVIE INC.BIVIGrantPreferred Stock86.7k$1.50$130k 07/01/2018
01/19/2018BIOVIE INC.BIVIGrantoptions100k$0.10$10k 12/08/2016
01/08/2018BIOVIE INC.BIVIGrantWarrants166.7k$0.15$25kShares are held in the name of Do & Rickles Investments LLC12/08/2016
01/08/2018BIOVIE INC.BIVIDispositioncommon stock166.7k$0.15$25kShares are held in the name of Do & Rickles Investments LLC12/08/2016
01/02/2018BIOVIE INC.BIVIGrantcommon stock200k$0.15$30kShares are held in the name of Do & Rickles Investments LLC12/08/2016
12/08/2016BIOVIE INC.BIVIGrantoptions100k$0.21$21k 12/08/2016
06/22/2011TE Connectivity Ltd.TELPayment of ExerciseCommon Shares3.7k$34.93$128.6k 06/22/2011
06/22/2011TE Connectivity Ltd.TELExerciseRestricted Stock Units11.2k$0.00$0 06/22/2011
11/17/2010TE Connectivity Ltd.TELPayment of ExerciseCommon Shares1k$31.02$31.2k 11/17/2010
11/17/2010TE Connectivity Ltd.TELExerciseRestricted Stock Units3.1k$0.00$0 11/17/2010
09/15/2010TE Connectivity Ltd.TELGrantRestricted Stock Units161$0.00$0 09/15/2010
06/16/2010TE Connectivity Ltd.TELGrantRestricted Stock Units212$0.00$0 06/16/2010
03/17/2010TE Connectivity Ltd.TELGrantRestricted Stock Units224$0.00$0 03/17/2010

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