KAPLAN ROBERT S DR [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
04/01/2011	EVERGREEN ENERGY INC	EEE	Grant	Common Stock	10.3k	$3.10	$31.8k	04/01/2011
01/01/2011	EVERGREEN ENERGY INC	EEE	Grant	Common Stock, Par Value $.001	11.8k	$0.65	$7.7k	01/01/2011
03/15/2010	EVERGREEN ENERGY INC	EEE	Grant	Stock Options (Right to Buy)	9.5k	$0.31	$2.9k	03/15/2010