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Diligent Corp (DIL)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
04/14/2016
JONES A LAURENCE
Director
Disposition
Common Stock
39.5k
$4.90
$193.4k
Through Aegis Management, LLC
04/14/2016
04/14/2016
JONES A LAURENCE
Director
Disposition
Common Stock
32.1k
$4.90
$157.4k
04/14/2016
04/14/2016
Russell Mark
Director
Disposition
Common Stock
111.6k
$4.90
$547k
04/14/2016
04/14/2016
Petersen Greg
Director
Disposition
Common Stock
186.8k
$4.90
$915.5k
04/14/2016
04/14/2016
Carroll Kenneth
10% Owner
Other (disposition)
Common Stock
600k
$0.00
$0
By Kenneth Carroll, Trustee, the Elizabeth Carroll 2012 Descendants Trust
04/14/2016
04/14/2016
Petersen Greg
Director
Disposition
Stock Option (right to buy)
250k
$3.79
$947.5k
04/14/2016
04/14/2016
Carroll Kenneth
10% Owner
Other (disposition)
Common Stock
3.4M
$0.00
$0
By Carroll Capital Holdings LLC
04/14/2016
04/14/2016
Foote Abigail Kate
Director
Disposition
Common Stock
18.7k
$4.90
$91.7k
By Balmerino Trust
04/14/2016
04/14/2016
Carroll Kenneth
10% Owner
Other (disposition)
Series A Preferred Stock
10M
$0.00
$0
By Greenwood Investments LLC
04/14/2016
04/14/2016
Carroll Kenneth
10% Owner
Other (disposition)
Common Stock
1000k
$0.00
$0
By Elizabeth Carroll, Trustee, the Kenneth Carroll 2012 Family Trust
04/14/2016
04/14/2016
SPRING STREET PARTNERS LP
10% Owner
Other (disposition)
Common Stock
5.9M
$4.90
$28.9M
04/14/2016
04/14/2016
SPRING STREET PARTNERS LP
10% Owner
Other (disposition)
Series A Preferred Stock
20M
$4.90
$98M
04/14/2016
04/14/2016
Kobler Hans
Director
Disposition
Common Stock
139.4k
$4.90
$683k
04/14/2016
04/14/2016
Hilk Jeffrey
Chief Customer Officer
Exercise
Common Stock
200k
$2.45
$490k
04/14/2016
04/14/2016
Hilk Jeffrey
Chief Customer Officer
Disposition
Common Stock
383.3k
$4.90
$1.9M
04/14/2016
04/14/2016
Hilk Jeffrey
Chief Customer Officer
Disposition
Stock Option (right to buy)
106.7k
$3.84
$409.6k
04/14/2016
04/14/2016
Sodi Alessandro
Founder/C. Prod. Strat. Off.
Disposition
Common Stock
5.1M
$4.90
$24.9M
04/14/2016
04/14/2016
Sodi Alessandro
Founder/C. Prod. Strat. Off.
Disposition
Stock Option (right to buy)
800k
$2.79
$2.2M
04/14/2016
04/14/2016
Sodi Alessandro
Founder/C. Prod. Strat. Off.
Disposition
Stock Option (right to buy)
49
$0.82
$40.2
04/14/2016
04/14/2016
Sanchez Alexander
Chief Accounting Officer
Disposition
Common Stock
68.3k
$4.90
$334.8k
04/14/2016
04/14/2016
Sanchez Alexander
Chief Accounting Officer
Disposition
Stock Option (right to buy)
40k
$3.84
$153.6k
04/14/2016
04/14/2016
Sanchez Alexander
Chief Accounting Officer
Disposition
Stock Option (right to buy)
10k
$3.92
$39.2k
04/14/2016
04/14/2016
Tartaro Thomas N.
Exec VP, GC and Corp. Sec.
Disposition
Common Stock
172.4k
$4.90
$844.7k
04/14/2016
04/14/2016
Tartaro Thomas N.
Exec VP, GC and Corp. Sec.
Disposition
Stock Option (right to buy)
146.7k
$3.84
$563.2k
04/14/2016
04/14/2016
Hilk Jeffrey
Chief Customer Officer
Disposition
Stock Option (right to buy)
200k
$2.45
$490k
04/14/2016
04/14/2016
Flickman Michael
EVP & Chief Technology Officer
Exercise
Common Stock
200k
$3.84
$768k
04/14/2016
04/14/2016
Flickman Michael
EVP & Chief Technology Officer
Disposition
Common Stock
382k
$4.90
$1.9M
04/14/2016
04/14/2016
Flickman Michael
EVP & Chief Technology Officer
Disposition
Stock Option (right to buy)
136.7k
$3.84
$524.8k
04/14/2016
04/14/2016
Flickman Michael
EVP & Chief Technology Officer
Disposition
Stock Option (right to buy)
200k
$2.45
$490k
04/14/2016
04/14/2016
Stafford Brian K
President/CEO
Disposition
Common Stock
900k
$4.90
$4.4M
04/14/2016
04/14/2016
Stanton Michael James
CFO/EVP
Grant
Common Stock
360k
$4.90
$1.8M
04/14/2016
04/14/2016
Stanton Michael James
CFO/EVP
Disposition
Stock Option (right to buy)
240k
$3.10
$744k
04/14/2016
04/14/2016
Sodi Alessandro
Founder/C. Prod. Strat. Off.
Exercise
Common Stock
49
$0.82
$40.2
04/14/2016
04/11/2016
Sodi Alessandro
Founder/C. Prod. Strat. Off.
Exercise
Stock Option (right to buy)
400k
$0.14
$56k
04/11/2016
04/11/2016
Sodi Alessandro
Founder/C. Prod. Strat. Off.
Exercise
Stock Option (right to buy)
122k
$0.82
$100k
04/11/2016
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