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OMNI BIO PHARMACEUTICAL, INC. (OMBP)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
03/12/2015
Bohemian Investments LLC
10% Owner
Purchase
Convertible Note
1.5M
$0.20
$300k
04/25/2014
02/27/2015
BOCO Investments LLC
10% Owner
Conversion
Convertible Note
2.4M
$0.25
$600k
04/18/2014
02/27/2015
BOCO Investments LLC
10% Owner
Exercise (in-the-money or at-the-money)
Warrant
3M
$0.01
$30k
04/18/2014
02/27/2015
BOCO Investments LLC
10% Owner
Purchase
Common
3M
$0.25
$749.7k
04/18/2014
02/27/2015
BOCO Investments LLC
10% Owner
Purchase
Common
3M
$0.01
$30k
04/18/2014
01/30/2015
Bohemian Investments LLC
10% Owner
Purchase
Convertible Note
2.5M
$0.20
$500k
04/25/2014
01/01/2015
Schneider Bruce E.
CEO
Grant
Warrant (right to buy)
1.5M
$0.37
$555k
01/01/2015
12/12/2014
Bohemian Investments LLC
10% Owner
Purchase
Convertible Note
2.5M
$0.20
$500k
04/25/2014
09/01/2014
Riccardi John F
CFO
Grant
Warrant (right to buy)
750k
$0.24
$180k
09/01/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant (Right to Buy)
2.9M
$0.25
$725k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant (Right to Buy)
1.4M
$0.25
$362.5k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant (Right to Buy)
600k
$0.25
$150k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Purchase
Warrant (Right to Buy)
3M
$0.25
$750k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (disposition)
Warrant
2.9M
$0.25
$725k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (disposition)
Warrant
1.4M
$0.25
$362.5k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant
2.9M
$0.25
$725k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant
1.4M
$0.25
$362.5k
04/18/2014
04/18/2014
BOCO Investments LLC
10% Owner
Purchase
Warrant
3M
$0.01
$30k
04/18/2014
12/31/2013
BOCO Investments LLC
10% Owner
Other
Warrant
100k
$0.50
$50k
06/15/2010
08/07/2013
BATHGATE STEVEN MARK
Director
Other (disposition)
Warrants (Right to Buy)
476k
$0.25
$119k
By GVC Capital LLC
08/07/2013
08/07/2013
Barone Vicki D E
Director
Other (disposition)
Warrants (Right to Buy)
445.2k
$0.25
$111.3k
By GVC Capital LLC
08/07/2013
07/30/2013
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant
2.9M
$0.25
$725k
06/15/2010
07/30/2013
BOCO Investments LLC
10% Owner
Other (disposition)
Warrant
2.9M
$0.25
$725k
06/15/2010
07/30/2013
BOCO Investments LLC
10% Owner
Other (disposition)
Warrant
1.4M
$0.25
$362.5k
06/15/2010
07/30/2013
BOCO Investments LLC
10% Owner
Other (acquisition)
Warrant
1.4M
$1.00
$1.4M
06/15/2010
07/15/2013
Wrobel Sandra J
Director
Grant
Warrants (Right to Buy)
250k
$0.29
$72.5k
07/15/2013
07/15/2013
Schneider Bruce E.
CEO
Grant
Warrants (Right to Buy)
326.2k
$0.29
$94.6k
07/15/2013
06/30/2013
Barone Vicki D E
Director
Grant
Warrants (Right to Buy)
616k
$0.25
$154k
By GVC Capital LLC
06/30/2013
06/30/2013
BATHGATE STEVEN MARK
Director
Grant
Warrants (Right to Buy)
616k
$0.25
$154k
By GVC Capital LLC
06/30/2013
06/24/2013
Ogden Robert Cecil
CFO
Grant
Warrants (Right to Buy)
300k
$0.28
$84k
06/24/2013
05/30/2013
BOCO Investments LLC
10% Owner
Purchase
Common Stock
2M
$0.25
$500k
12/02/2010
04/08/2013
BOCO Investments LLC
10% Owner
Purchase
Common Stock
2M
$0.25
$500k
12/02/2010
03/06/2013
BATHGATE STEVEN MARK
Director
Sale
Common Stock
300k
$0.25
$75k
By GVC Partners LLC
03/06/2013
03/06/2013
Barone Vicki D E
Director
Sale
Common Stock
300k
$0.25
$75k
By GVC Partners LLC
03/06/2013
01/01/2013
Schneider Bruce E.
CEO
Grant
Warrants (Right to Buy)
1.5M
$0.30
$450k
01/01/2013
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