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SAExploration Holdings, Inc. (SAEX)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value122.3k$0.00$12.2See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value13$1.10$14.2See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value72.9k$0.00$7.3 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value7$1.10$7.7 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value249.9k$0.00$25See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value25$1.10$27.4See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value149k$0.00$14.9 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value14$1.10$15.3 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value1.5M$0.00$146.2See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value135$1.10$147.9See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value871.4k$0.00$87.1 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value80$1.10$87.6 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value342.4k$0.00$34.2See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value32$1.10$35See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock, $0.0001 par value239.8k$0.00$24 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerOther (disposition)Common Stock, $0.0001 par value22$1.10$24.1 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series C Warrants2.4M$0.00$0See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series C Warrants1.5M$0.00$0 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series D Warrants5M$0.00$0See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series D Warrants3M$0.00$0 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series E Warrants29.2M$0.00$0See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series E Warrants17.4M$0.00$0 07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series F Warrants342.4k$0.00$0See Footnote07/28/2020
07/28/2020WHITEBOX ADVISORS LLC10% OwnerExercise (in-the-money or at-the-money)Series F Warrants239.8k$0.00$0 07/28/2020
04/06/2020Rassin David AlanVP, General CounselGrantRestricted Stock Unit10k$0.00$0 04/06/2020
03/30/2020Scott MikeSenior VPGrantRestricted Stock Unit96.6k$0.00$0 03/30/2020
03/30/2020Silvernagle DarinVP - MarineGrantRestricted Stock Unit33.8k$0.00$0 03/30/2020
01/14/2020WHITEBOX ADVISORS LLC10% OwnerGrantSeries F Warrants171.3k$0.00$0See Footnote01/14/2020
01/14/2020WHITEBOX ADVISORS LLC10% OwnerGrantSeries F Warrants120k$0.00$0 01/14/2020
12/11/2019WHITEBOX ADVISORS LLC10% OwnerGrantSeries F Warrants171.1k$0.00$0See Footnote12/11/2019
12/11/2019WHITEBOX ADVISORS LLC10% OwnerGrantSeries F Warrants119.9k$0.00$0 12/11/2019
06/13/2019Beatty Brian ACOOSaleCommon Stock44.3k$3.05$135k 06/13/2019
04/12/2019Beatty Brian ACOOPayment of ExerciseCommon Stock37.9k$3.80$143.9k 04/12/2019
04/12/2019Beatty Brian ACOOExerciseRestricted Stock Unit78.9k$0.00$0 04/12/2019
04/12/2019Scott MikeSenior VPPayment of ExerciseCommon Stock14.3k$3.80$54.4k 04/12/2019
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