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SMTC CORP (SMTX)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
04/05/2021
BAILEY CLARKE H
Director
Disposition
Common Stock
477.6k
$6.04
$2.9M
04/05/2021
04/05/2021
BAILEY CLARKE H
Director
Disposition
Stock Option (right to buy)
50.6k
$1.80
$91k
04/05/2021
04/05/2021
FITZGERALD RICHARD E
COO
Disposition
Common Stock
256.5k
$6.04
$1.6M
04/05/2021
04/05/2021
FITZGERALD RICHARD E
COO
Disposition
Stock Option (right to buy)
134.4k
$1.26
$169.3k
04/05/2021
04/05/2021
FITZGERALD RICHARD E
COO
Disposition
Stock Option (right to buy)
200k
$3.67
$734k
04/05/2021
04/05/2021
Sandberg David
10% Owner
Disposition
Common Stock
1.1M
$6.04
$6.4M
04/05/2021
04/05/2021
Sandberg David
10% Owner
Disposition
Common Stock
980.9k
$6.04
$5.9M
By The Red Oak Long Fund, LP directly
04/05/2021
04/05/2021
Sandberg David
10% Owner
Disposition
Common Stock
2.3M
$6.04
$14.1M
By The Red Oak Fund, LP directly
04/05/2021
04/05/2021
Sandberg David
10% Owner
Disposition
Common Stock
1.8M
$6.04
$11M
By The Red Oak Institutional Founders Long Fund, LP directly
04/05/2021
04/05/2021
Wasserman Frederick Gerald
Director
Disposition
Common Stock
80.3k
$6.04
$485.5k
04/05/2021
04/05/2021
Wasserman Frederick Gerald
Director
Disposition
Stock Option (right to buy)
20.2k
$1.80
$36.4k
04/05/2021
04/05/2021
Waterfield John Randall
Director
Disposition
Common Stock
1M
$6.04
$6.2M
04/05/2021
04/05/2021
Waterfield John Randall
Director
Disposition
Stock Option (right to buy)
20.2k
$1.80
$36.4k
04/05/2021
04/05/2021
SMITH EDWARD J
President & CEO
Disposition
Common Stock
461.2k
$6.04
$2.8M
04/05/2021
04/05/2021
SMITH EDWARD J
President & CEO
Disposition
Stock Option (right to buy)
490.4k
$1.23
$603.1k
04/05/2021
04/05/2021
SMITH EDWARD J
President & CEO
Disposition
Stock Option (right to buy)
250k
$3.67
$917.5k
04/05/2021
04/05/2021
WASZAK STEVEN M
CFO
Disposition
Common Stock
33.2k
$6.04
$200.7k
04/05/2021
04/05/2021
WASZAK STEVEN M
CFO
Disposition
Stock Option (right to buy)
335.9k
$2.07
$695.4k
04/05/2021
04/05/2021
WASZAK STEVEN M
CFO
Disposition
Stock Option (right to buy)
200k
$3.67
$734k
04/05/2021
12/31/2020
SMITH EDWARD J
President & CEO
Payment of Exercise
COMMON STOCK
81.9k
$4.96
$406.4k
12/31/2020
12/31/2020
SMITH EDWARD J
President & CEO
Exercise
Employee Stock Option (Right to Buy)
181.5k
$1.23
$223.2k
12/31/2020
11/04/2020
FITZGERALD RICHARD E
COO
Payment of Exercise
COMMON STOCK
37.5k
$3.65
$136.9k
11/04/2020
11/04/2020
FITZGERALD RICHARD E
COO
Exercise
Employee Stock Option (Right to Buy)
201.6k
$1.26
$254k
11/04/2020
12/12/2019
WASZAK STEVEN M
CFO
Purchase
Common Stock
2.5k
$2.98
$7.4k
12/12/2019
12/10/2019
Wasserman Frederick Gerald
Director
Grant
Common Stock
7.1k
$0.00
$0
12/10/2019
12/10/2019
Waterfield John Randall
Director
Grant
Common Stock
7.1k
$0.00
$0
12/10/2019
12/10/2019
BAILEY CLARKE H
Director
Grant
Common Stock
15.6k
$0.00
$0
12/10/2019
12/10/2019
Sandberg David
10% Owner
Grant
Common Stock
7.1k
$0.00
$0
12/10/2019
11/20/2019
FITZGERALD RICHARD E
COO
Purchase
Common Stock
100
$3.09
$309
11/19/2019
11/19/2019
FITZGERALD RICHARD E
COO
Purchase
Common Stock
1000
$2.84
$2.8k
11/19/2019
11/15/2019
SMITH EDWARD J
President & CEO
Purchase
Common Stock
4.9k
$2.70
$13.2k
11/14/2019
11/15/2019
SMITH EDWARD J
President & CEO
Purchase
Common Stock
100
$2.68
$268
11/14/2019
11/15/2019
SMITH EDWARD J
President & CEO
Purchase
Common Stock
5k
$2.69
$13.4k
11/14/2019
11/14/2019
SMITH EDWARD J
President & CEO
Purchase
Common Stock
14.5k
$2.67
$38.8k
11/14/2019
11/14/2019
SMITH EDWARD J
President & CEO
Purchase
Common Stock
5k
$2.68
$13.4k
11/14/2019
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