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Spring Mountain Capital, LLC

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
08/27/2020GIGA TRONICS INCGIGASaleSeries D Convertible Voting Perpetual Preferred Stock5.1k$53.15$271.7k 08/27/2020
08/27/2020GIGA TRONICS INCGIGASaleSeries C Convertible Voting Perpetual Preferred Stock3k$54.26$163.9k 08/27/2020
08/27/2020GIGA TRONICS INCGIGASaleSeries B Convertible Voting Perpetual Preferred Stock8.7k$81.77$711.8k 08/27/2020
08/27/2020GIGA TRONICS INCGIGASaleCommon Stock62.7k$3.86$242.1k 08/27/2020
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock1.9M$0.00$0 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock4.1M$0.00$0See Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock5.1M$0.00$0See Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock954.2k$0.00$0 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock1.7M$0.00$0 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISale10% Convertible Preferred Stock133.3333$0.40$53.3 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)2.5M$0.50$1.2M 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)833.3k$0.50$416.7k 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISale10% Convertible Preferred Stock399.9999$0.40$160See Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)7.5M$0.50$3.8MSee Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)2.5M$0.50$1.2MSee Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISale10% Convertible Preferred Stock465.3333$0.40$186.1See Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleSeries C Convertible Preferred Stock51.932$0.20$10.4See Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)8.7M$0.50$4.4MSee Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)2.9M$0.50$1.5MSee Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)2.6M$0.20$519.3kSee Footnotes12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISale10% Convertible Preferred Stock65.3333$0.40$26.1 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleSeries C Convertible Preferred Stock51.932$0.20$10.4 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)1.2M$0.50$612.5k 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)408.3k$0.50$204.2k 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)2.6M$0.20$519.3k 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISale10% Convertible Preferred Stock213.3333$0.40$85.3 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)4M$0.50$2M 12/19/2017
12/19/2017AMERICAN POWER GROUP CorpAPGISaleCommon Stock Warrants (right to buy)1.3M$0.50$666.7k 12/19/2017
10/05/2016AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock165.6k$0.20$33.3k 10/05/2016
10/05/2016AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock496.8k$0.20$100kSee Footnotes10/05/2016
10/05/2016AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock577.9k$0.20$116.3kSee Footnote10/05/2016
10/05/2016AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock81.1k$0.20$16.3k 10/05/2016
03/31/2013AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock59.9k$0.68$40.6k 03/28/2013
03/31/2013AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock37.4k$0.68$25.4k 03/28/2013
03/31/2013AMERICAN POWER GROUP CorpAPGIOther (acquisition)Common Stock112.2k$0.68$76.1kSee Footnotes03/28/2013
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