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ZAIS Group Holdings, Inc. (ZAIS)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
05/18/2018GUENTHER PAUL BDirectorDispositionClass A Common Stock, par value $.000179.7k$4.10$326.6k 05/18/2018
05/18/2018Crowley DeniseSee RemarksDispositionClass A Common Stock, par value $.000141k$4.10$168k 05/18/2018
05/18/2018Motani NishaCFO & Chief Acctg. Ofc.DispositionClass A Common Stock, par value $.000120.5k$4.10$84k 05/18/2018
05/18/2018Zinn JamesDirectorDispositionClass A Common Stock, par value $.000179.7k$4.10$326.6k 05/18/2018
05/18/2018BURKE JOHN DANIELDirectorDispositionClass A Common Stock, par value $.000169.7k$4.10$285.6k 05/18/2018
05/18/2018Russo Mark AndrewGeneral CounselDispositionClass A Common Stock, par value $.000120.5k$4.10$84k 05/18/2018
11/07/2017BURKE JOHN DANIELDirectorGrantClass A Common Stock, par value $.000113.5k$0.00$0 11/07/2017
11/07/2017Zinn JamesDirectorGrantClass A Common Stock, par value $.000113.5k$0.00$0 11/07/2017
11/07/2017GUENTHER PAUL BDirectorGrantClass A Common Stock, par value $.000113.5k$0.00$0 11/07/2017
09/05/2017Zugel ChristianChief Investmt Officer & ChmnPurchaseClass A Common Stock6.5M$4.10$26.6MNote03/17/2015
09/05/2017Zugel ChristianChief Investmt Officer & ChmnPurchaseClass A Common Stock6.5M$4.00$26MNote09/05/2017
09/05/2017Ramsey Neil P.10% OwnerSaleClass A Common Stock6.5M$4.00$26MBy Ramguard LLC09/05/2017
09/05/2017Ramsey Neil P.10% OwnerSaleClass A Common Stock6.5M$4.10$26.6MBy Ramguard LLC09/05/2017
09/05/2017Z Acquisition LLC10% OwnerPurchaseClass A Common Stock6.5M$4.10$26.6M 09/05/2017
09/05/2017d.Quant Special Opportunities Fund, LP10% OwnerSaleClass A Common Stock6.5M$4.00$26M 09/05/2017
09/05/2017d.Quant Special Opportunities Fund, LP10% OwnerSaleClass A Common Stock6.5M$4.10$26.6M 09/05/2017
05/09/2017BURKE JOHN DANIELDirectorGrantClass A Common Stock, par value $.000121.1k$0.00$0 05/09/2017
05/09/2017Zinn JamesDirectorGrantClass A Common Stock, par value $.000121.1k$0.00$0 05/09/2017
03/17/2017Steinberg HowardGeneral CounselPayment of ExerciseClass A Common Stock, par value $.000127.1k$2.28$61.8k 03/17/2017
03/17/2017BARRETT GREGORY PAULHead Client Rels & Bus DevPayment of ExerciseClass A Common Stock, par value $.000156.1k$2.28$127.9k 03/17/2017
03/17/2017Motani NishaCFO & Chief Acctg. Ofc.Payment of ExerciseClass A Common Stock, par value $.000112.2k$2.28$27.7k 03/17/2017
12/30/2016Motani NishaCFO & Chief Acctg. Ofc.DispositionClass B-0 Units of ZAIS Group Parent, LLC32.7k$0.00$0 12/30/2016
12/30/2016Motani NishaCFO & Chief Acctg. Ofc.Grant 32.7k$0.00$0 12/30/2016
12/30/2016BARRETT GREGORY PAULHead Client Rels & Bus DevGrant 100k$0.00$0 12/30/2016
12/30/2016BARRETT GREGORY PAULHead Client Rels & Bus DevDispositionClass B-0 Units of ZAIS Group Parent, LLC100k$0.00$0 12/30/2016
12/30/2016Steinberg HowardGeneral CounselGrant 65.3k$0.00$0 12/30/2016
12/30/2016Steinberg HowardGeneral CounselDispositionClass B-0 Units of ZAIS Group Parent, LLC65.3k$0.00$0 12/30/2016
12/30/2016Galligan Marc D.Chief Risk OfficerGrant 32.7k$0.00$0 12/30/2016
12/30/2016Galligan Marc D.Chief Risk OfficerDispositionClass B-0 Units of ZAIS Group Parent, LLC32.7k$0.00$0 12/30/2016
11/01/2016Zinn JamesDirectorGrantClass A Common Stock, par value $.000124.8k$0.00$0 11/01/2016
11/01/2016BURKE JOHN DANIELDirectorGrant 24.8k$0.00$0 11/01/2016
04/21/2016BURKE JOHN DANIELDirectorGrant 10.3k$0.00$0 04/21/2016
04/21/2016Zinn JamesDirectorGrant 10.3k$0.00$0 04/21/2016
03/17/2015Zugel ChristianChief Investmt Officer & ChmnPurchaseClass A Common Stock100k$0.01$590 09/05/2017
03/17/2015Zugel ChristianChief Investmt Officer & ChmnPurchaseClass A Common Stock37.5k$0.01$221.2Note09/05/2017
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