SOFINNOVA CAPITAL VI FCPR [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
04/21/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	328.6k	$11.60	$3.8M	04/21/2021
03/29/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	36.8k	$13.67	$503.6k	03/29/2021
03/26/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	35.2k	$13.69	$481.6k	03/26/2021
03/25/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	28.5k	$13.12	$374.6k	03/25/2021
03/24/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	52.7k	$13.70	$721.6k	03/24/2021
03/23/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	40k	$13.91	$556.5k	03/23/2021
03/22/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	40.5k	$14.54	$589.3k	03/22/2021
03/19/2021	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	166.2k	$14.60	$2.4M	03/19/2021
10/02/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	300	$10.00	$3k	10/02/2020
09/15/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	32.3k	$12.45	$402.6k	09/15/2020
09/15/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	9.3k	$13.16	$121.9k	09/15/2020
07/20/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	12.5k	$11.94	$149.1k	07/20/2020
06/29/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	3.3k	$11.78	$38.6k	06/29/2020
06/29/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	3.3k	$11.78	$38.6k	06/29/2020
06/29/2020	HOOKIPA Pharma Inc.	HOOK	Sale	Common Stock	3.3k	$11.78	$38.6k	06/29/2020
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Conversion	Common Stock	916.9k	$0.00	$0	04/23/2019
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Conversion	Common Stock	1.7M	$0.00	$0	04/23/2019
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Conversion	Common Stock	888.2k	$0.00	$0	04/23/2019
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Purchase	Common Stock	357.1k	$14.00	$5M	04/23/2019
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Conversion	Series A Preferred Stock	916.9k	$0.00	$0	04/23/2019
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Conversion	Series B Preferred Stock	1.7M	$0.00	$0	04/23/2019
04/23/2019	HOOKIPA Pharma Inc.	HOOK	Conversion	Series C Preferred Stock	888.2k	$0.00	$0	04/23/2019