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Asterias Biotherapeutics, Inc. (AST)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
03/08/2019
BROADWOOD PARTNERS, L.P.
Other (disposition)
Series A Common Stock
5.3M
$0.00
$0
03/08/2019
03/01/2019
Mulroy Michael H.
President and CEO
Grant
Common Stock
252.6k
$0.00
$0
03/01/2019
03/01/2019
Mulroy Michael H.
President and CEO
Payment of Exercise
Common Stock
76.6k
$0.95
$72.8k
03/01/2019
03/01/2019
Wirth Edward
Chief Medical Officer
Grant
Common Stock
156.5k
$0.00
$0
03/01/2019
03/01/2019
Wirth Edward
Chief Medical Officer
Payment of Exercise
Common Stock
48.8k
$0.95
$46.4k
03/01/2019
03/01/2019
Chavez Ryan Daniel
CFO and General Counsel
Grant
Common Stock
145.3k
$0.00
$0
03/01/2019
03/01/2019
Chavez Ryan Daniel
CFO and General Counsel
Payment of Exercise
Common Stock
44.5k
$0.95
$42.2k
03/01/2019
01/02/2019
Chavez Ryan Daniel
CFO and General Counsel
Payment of Exercise
Common Stock
20.4k
$0.68
$13.9k
01/02/2019
01/02/2019
Wirth Edward
Chief Medical Officer
Payment of Exercise
Common Stock
20.4k
$0.68
$13.9k
01/02/2019
08/27/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
3.1k
$1.59
$5k
08/27/2018
07/25/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
3k
$1.69
$5k
07/25/2018
06/25/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
3.1k
$1.63
$5k
06/25/2018
06/21/2018
Scher Howard Isador
Director
Grant
Stock Options
20k
$1.75
$35k
06/21/2018
06/21/2018
LeBuhn Richard T.
Director
Grant
Stock Options
20k
$1.75
$35k
06/21/2018
06/21/2018
Arno Andrew
Director
Grant
Stock Options
20k
$1.75
$35k
06/21/2018
06/21/2018
BAILEY DON M
Director
Grant
Stock Options
75k
$1.75
$131.2k
06/21/2018
06/21/2018
Cartt Stephen LaHue
Director
Grant
Stock Options
20k
$1.75
$35k
06/21/2018
06/21/2018
RICCIARDI NATALE S
Director
Grant
Stock Options
20k
$1.75
$35k
06/21/2018
05/25/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
3.2k
$1.59
$5k
05/25/2018
04/25/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
3.8k
$1.33
$5k
04/25/2018
03/30/2018
Chavez Ryan Daniel
CFO and General Counsel
Payment of Exercise
Common Stock
6.5k
$1.45
$9.4k
03/30/2018
03/30/2018
Wirth Edward
Chief Medical Officer
Payment of Exercise
Common Stock
6.5k
$1.45
$9.4k
03/30/2018
03/26/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
2.8k
$1.76
$5k
03/26/2018
03/15/2018
Mulroy Michael H.
President and CEO
Grant
Common Stock
94.9k
$0.00
$0
03/15/2018
03/15/2018
Mulroy Michael H.
President and CEO
Payment of Exercise
Common Stock
28.4k
$1.95
$55.3k
03/15/2018
03/15/2018
Mulroy Michael H.
President and CEO
Grant
Stock Options
200k
$1.95
$390k
03/15/2018
03/15/2018
Chavez Ryan Daniel
CFO and General Counsel
Payment of Exercise
Common Stock
21.6k
$1.95
$42.2k
03/15/2018
03/15/2018
Chavez Ryan Daniel
CFO and General Counsel
Grant
Stock Options
150k
$1.95
$292.5k
03/15/2018
03/15/2018
Chavez Ryan Daniel
CFO and General Counsel
Grant
Common Stock (restricted stock units)
50k
$0.00
$0
03/15/2018
03/15/2018
Chavez Ryan Daniel
CFO and General Counsel
Grant
Common Stock
68.7k
$0.00
$0
03/15/2018
03/15/2018
Wirth Edward
Chief Medical Officer
Grant
Common Stock (restricted stock units)
50k
$0.00
$0
03/15/2018
03/15/2018
Wirth Edward
Chief Medical Officer
Grant
Common Stock
74k
$0.00
$0
03/15/2018
03/15/2018
Wirth Edward
Chief Medical Officer
Payment of Exercise
Common Stock
22.7k
$1.95
$44.2k
03/15/2018
03/15/2018
Wirth Edward
Chief Medical Officer
Grant
Stock Options
150k
$1.95
$292.5k
03/15/2018
02/26/2018
Mulroy Michael H.
President and CEO
Purchase
Common Stock
2.3k
$2.22
$5k
02/26/2018
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