| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 85k | $3.85 | $327.2k | | 01/03/2023 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 167k | $3.18 | $531k | | 01/03/2022 |
| 06/05/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 120k | $1.39 | $166.8k | | 06/05/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.2k | $3.00 | $6.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.5k | $57.80 | $144.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3k | $31.20 | $93.6k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3.5k | $25.50 | $89.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 5k | $15.70 | $78.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 14k | $3.25 | $45.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.2k | $1.39 | $3k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.5k | $1.39 | $3.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3k | $1.39 | $4.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3.5k | $1.39 | $4.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 5k | $1.39 | $7k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 14k | $1.39 | $19.5k | | 02/12/2020 |
| 08/08/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 14k | $3.25 | $45.5k | | 08/08/2019 |
| 01/02/2018 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 50k | $1.57 | $78.5k | | 01/02/2018 |
| 06/02/2016 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 30k | $3.12 | $93.6k | | 06/02/2016 |