Simonson Steven [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/23/2023	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Employee Stock Option (Right to Buy)	23.8k	$1.21	$28.8k	08/23/2023
08/23/2023	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	15.9k	$0.00	$0	08/23/2023
02/28/2023	WINDTREE THERAPEUTICS INC /DE/	WINT	Payment of Exercise	Common Stock	100	$0.00	$0	02/28/2023
03/15/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock	5k	$1.00	$5k	03/15/2022
03/04/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	66.3k	$0.00	$0	03/04/2022
03/04/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Employee Stock Option (Right to Buy)	99.6k	$1.02	$101.6k	03/04/2022
03/25/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock Warrants	1.5k	$3.60	$5.4k	03/25/2021
03/25/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock	1.5k	$3.25	$4.9k	03/25/2021
01/22/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Employee Stock Option (Right to Buy)	60k	$5.44	$326.4k	01/22/2021
01/22/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Employee Stock Option (Right to Buy)	52.6k	$5.44	$286.1k	01/22/2021
05/22/2020	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock Warrants	517	$7.98	$4.1k	05/22/2020
05/22/2020	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock	517	$7.25	$3.7k	05/22/2020
03/19/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Employee Stock Option (Right to Buy)	50k	$4.30	$215k	03/19/2019
03/15/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Payment of Exercise	Common Stock	9.8k	$0.00	$0	03/15/2019
03/15/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Payment of Exercise	Common Stock	9k	$0.00	$0	03/15/2019
02/07/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Disposition	Common Stock	23.5k	$0.00	$0	02/07/2019
02/07/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	23.5k	$0.00	$0	02/07/2019
12/28/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Payment of Exercise	Common Stock	7.4k	$5.00	$37k	12/28/2018
12/24/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Employee Stock Option (Right to Buy)	738.3k	$4.22	$3.1M	12/24/2018
11/21/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Conversion	Common Stock	150	$0.00	$0	11/21/2018
11/21/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Conversion	Series A Convertible Preferred Stock	3	$0.00	$0	11/21/2018
11/01/2017	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	940.6k	$0.00	$0	11/01/2017
03/01/2017	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Incentive Stock Option (Right to Buy)	36.7k	$1.23	$45.1k	03/01/2017
03/01/2017	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Non-Qualified Stock Option (Right to Buy)	18.3k	$1.23	$22.6k	03/01/2017