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Northern Power Systems Corp. (NPS)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
10/23/2017
Wolf Gregory C.
Director
Purchase
Common Shares
1000
$0.14
$144.4
10/23/2017
06/14/2017
Kopczynski Kevin
Director
Purchase
Common Shares
6.5k
$0.16
$1k
06/14/2017
06/05/2017
Kopczynski Kevin
Director
Purchase
Common Shares
2.5k
$0.16
$400
06/05/2017
05/31/2017
Kopczynski Kevin
Director
Purchase
Common Shares
1000
$0.16
$159.6
05/31/2017
05/26/2017
Kopczynski Kevin
Director
Purchase
Common Shares
10k
$0.17
$1.7k
05/25/2017
05/25/2017
Kopczynski Kevin
Director
Grant
Common Shares
30k
$0.00
$0
05/25/2017
05/25/2017
Patton Troy C.
Director
Grant
Common Shares
30k
$0.00
$0
05/25/2017
05/25/2017
HOKIN RICHARD N
Director
Grant
Common Shares
30k
$0.00
$0
05/25/2017
05/25/2017
Wolf Gregory C.
Director
Grant
Common Shares
30k
$0.00
$0
05/25/2017
05/25/2017
St Lawrence William
General Counsel & Secretary
Grant
Stock Option (Right to Buy)
70k
$0.16
$11.2k
05/25/2017
05/25/2017
SIMON JOHN
10% Owner
Grant
Common Shares
30k
$0.00
$0
05/25/2017
05/25/2017
Lentz Robert L
Director
Grant
Common Shares
30k
$0.00
$0
05/25/2017
05/25/2017
ELLIS ALEXANDER III
10% Owner
Grant
Common Shares
30k
$0.00
$0
05/25/2017
12/15/2016
HOKIN RICHARD N
Director
Purchase
Common Shares
31k
$0.25
$7.8k
12/15/2016
12/14/2016
HOKIN RICHARD N
Director
Purchase
Common Shares
10k
$0.25
$2.5k
12/14/2016
12/08/2016
SIMON JOHN
10% Owner
Purchase
Common Shares
168.5k
$0.25
$42.1k
12/06/2016
12/06/2016
Baker Marcus D.
Director
Sale
Common Shares
90k
$0.25
$22.5k
By Baker Investments, LLC
12/06/2016
12/06/2016
SIMON JOHN
10% Owner
Purchase
Common Shares
401.3k
$0.25
$100.3k
12/06/2016
11/30/2016
Lentz Robert L
Director
Grant
Common Shares
28k
$0.00
$0
11/30/2016
11/30/2016
Wolf Gregory C.
Director
Grant
Common Shares
23.1k
$0.00
$0
11/30/2016
11/30/2016
Wolf Gregory C.
Director
Purchase
Common Shares
3k
$0.19
$570
11/30/2016
11/30/2016
SIMON JOHN
10% Owner
Grant
Common Shares
36k
$0.00
$0
11/30/2016
11/30/2016
Patton Troy C.
Director
Grant
Common Shares
30k
$0.00
$0
11/30/2016
11/30/2016
HOKIN RICHARD N
Director
Grant
Common Shares
20k
$0.00
$0
11/30/2016
11/30/2016
Baker Marcus D.
Director
Grant
Common Shares
26.9k
$0.00
$0
11/30/2016
11/30/2016
Leimkuhler William F.
Director
Grant
Common Shares
36k
$0.00
$0
11/30/2016
11/30/2016
Caldwell Ciel R.
President & Chief Oper.Officer
Grant
Stock Option (right to buy)
200k
$0.25
$50k
11/30/2016
11/30/2016
Larson Eric D
VP, Chief Accounting Officer
Grant
Stock Option (right to buy)
50k
$0.25
$12.5k
11/30/2016
11/30/2016
Morris June Marie
Vice Pres. & General Counsel
Grant
Stock Option (right to buy)
50k
$0.25
$12.5k
11/30/2016
11/28/2016
Wolf Gregory C.
Director
Grant
Common Shares
30k
$0.00
$0
11/28/2016
11/28/2016
SIMON JOHN
10% Owner
Grant
Common Shares
30k
$0.00
$0
11/28/2016
11/28/2016
Baker Marcus D.
Director
Grant
Common Shares
30k
$0.00
$0
11/28/2016
11/28/2016
HOKIN RICHARD N
Director
Grant
Common Shares
30k
$0.00
$0
11/28/2016
11/25/2016
Caldwell Ciel R.
President & Chief Oper.Officer
Purchase
Common Shares
100k
$0.25
$25k
11/25/2016
02/10/2016
Allen & CO LLC
10% Owner
Other (disposition)
Common Stock
3.8M
$0.00
$0
See Footnote
02/10/2016
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