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Northern Power Systems Corp. (NPS)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
10/23/2017Wolf Gregory C.DirectorPurchaseCommon Shares1000$0.14$144.4 10/23/2017
06/14/2017Kopczynski KevinDirectorPurchaseCommon Shares6.5k$0.16$1k 06/14/2017
06/05/2017Kopczynski KevinDirectorPurchaseCommon Shares2.5k$0.16$400 06/05/2017
05/31/2017Kopczynski KevinDirectorPurchaseCommon Shares1000$0.16$159.6 05/31/2017
05/26/2017Kopczynski KevinDirectorPurchaseCommon Shares10k$0.17$1.7k 05/25/2017
05/25/2017Kopczynski KevinDirectorGrantCommon Shares30k$0.00$0 05/25/2017
05/25/2017Patton Troy C.DirectorGrantCommon Shares30k$0.00$0 05/25/2017
05/25/2017HOKIN RICHARD NDirectorGrantCommon Shares30k$0.00$0 05/25/2017
05/25/2017Wolf Gregory C.DirectorGrantCommon Shares30k$0.00$0 05/25/2017
05/25/2017St Lawrence WilliamGeneral Counsel & SecretaryGrantStock Option (Right to Buy)70k$0.16$11.2k 05/25/2017
05/25/2017SIMON JOHN10% OwnerGrantCommon Shares30k$0.00$0 05/25/2017
05/25/2017Lentz Robert LDirectorGrantCommon Shares30k$0.00$0 05/25/2017
05/25/2017ELLIS ALEXANDER III10% OwnerGrantCommon Shares30k$0.00$0 05/25/2017
12/15/2016HOKIN RICHARD NDirectorPurchaseCommon Shares31k$0.25$7.8k 12/15/2016
12/14/2016HOKIN RICHARD NDirectorPurchaseCommon Shares10k$0.25$2.5k 12/14/2016
12/08/2016SIMON JOHN10% OwnerPurchaseCommon Shares168.5k$0.25$42.1k 12/06/2016
12/06/2016Baker Marcus D.DirectorSaleCommon Shares90k$0.25$22.5kBy Baker Investments, LLC12/06/2016
12/06/2016SIMON JOHN10% OwnerPurchaseCommon Shares401.3k$0.25$100.3k 12/06/2016
11/30/2016Lentz Robert LDirectorGrantCommon Shares28k$0.00$0 11/30/2016
11/30/2016Wolf Gregory C.DirectorGrantCommon Shares23.1k$0.00$0 11/30/2016
11/30/2016Wolf Gregory C.DirectorPurchaseCommon Shares3k$0.19$570 11/30/2016
11/30/2016SIMON JOHN10% OwnerGrantCommon Shares36k$0.00$0 11/30/2016
11/30/2016Patton Troy C.DirectorGrantCommon Shares30k$0.00$0 11/30/2016
11/30/2016HOKIN RICHARD NDirectorGrantCommon Shares20k$0.00$0 11/30/2016
11/30/2016Baker Marcus D.DirectorGrantCommon Shares26.9k$0.00$0 11/30/2016
11/30/2016Leimkuhler William F.DirectorGrantCommon Shares36k$0.00$0 11/30/2016
11/30/2016Caldwell Ciel R.President & Chief Oper.OfficerGrantStock Option (right to buy)200k$0.25$50k 11/30/2016
11/30/2016Larson Eric DVP, Chief Accounting OfficerGrantStock Option (right to buy)50k$0.25$12.5k 11/30/2016
11/30/2016Morris June MarieVice Pres. & General CounselGrantStock Option (right to buy)50k$0.25$12.5k 11/30/2016
11/28/2016Wolf Gregory C.DirectorGrantCommon Shares30k$0.00$0 11/28/2016
11/28/2016SIMON JOHN10% OwnerGrantCommon Shares30k$0.00$0 11/28/2016
11/28/2016Baker Marcus D.DirectorGrantCommon Shares30k$0.00$0 11/28/2016
11/28/2016HOKIN RICHARD NDirectorGrantCommon Shares30k$0.00$0 11/28/2016
11/25/2016Caldwell Ciel R.President & Chief Oper.OfficerPurchaseCommon Shares100k$0.25$25k 11/25/2016
02/10/2016Allen & CO LLC10% OwnerOther (disposition)Common Stock3.8M$0.00$0See Footnote02/10/2016
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