| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/30/2022 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Common Shares, Par Value $0.001 | 1.1k | $16.00 | $17.5k | Le Cle Investments | 06/30/2022 |
| 02/24/2022 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 1.9k | $70.05 | $130k | | 02/24/2022 |
| 12/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 267.3614 | $64.99 | $17.4k | | 03/01/2021 |
| 12/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 18.706 | $64.99 | $1.2k | | 03/01/2021 |
| 09/30/2021 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Common Shares, Par Value $0.001 | 1.5k | $16.76 | $25.9k | Le Cle Investments | 09/30/2021 |
| 09/27/2021 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Series A Cumulative Puttable and Callable Preferred Shares | 515 | $40.00 | $20.6k | Le Cle Investments | 09/27/2021 |
| 09/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 240.3099 | $71.71 | $17.2k | | 03/01/2021 |
| 09/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 16.813 | $71.71 | $1.2k | | 03/01/2021 |
| 06/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 254.3014 | $67.17 | $17.1k | | 03/01/2021 |
| 06/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 17.792 | $67.17 | $1.2k | | 03/01/2021 |
| 03/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 254.8464 | $63.64 | $16.2k | | 03/01/2021 |
| 03/01/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 17.83 | $63.64 | $1.1k | | 03/01/2021 |
| 02/24/2021 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 2.1k | $60.75 | $130k | | 02/24/2021 |
| 12/01/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 227.7712 | $65.28 | $14.9k | | 03/02/2020 |
| 12/01/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 17.232 | $65.28 | $1.1k | | 03/02/2020 |
| 09/01/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 239.3576 | $61.55 | $14.7k | | 03/02/2020 |
| 09/01/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 18.108 | $61.55 | $1.1k | | 03/02/2020 |
| 06/01/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 208.1148 | $75.07 | $15.6k | | 03/02/2020 |
| 06/01/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 14.735 | $75.07 | $1.1k | | 03/02/2020 |
| 03/02/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 202.5675 | $68.47 | $13.9k | | 03/02/2020 |
| 03/02/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 15.325 | $68.47 | $1k | | 03/02/2020 |
| 02/24/2020 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 1.7k | $0.00 | $0 | | 02/24/2020 |
| 12/02/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 182.8926 | $75.29 | $13.8k | | 06/03/2019 |
| 12/02/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 1.539 | $75.29 | $115.9 | | 06/03/2019 |
| 11/21/2019 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (acquisition) | Common Shares, Par Value $0.001 | 541 | $20.00 | $10.8k | Le Cle Investments | 11/21/2019 |
| 09/03/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 149.634 | $91.48 | $13.7k | | 06/03/2019 |
| 09/03/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 1.259 | $91.48 | $115.2 | | 06/03/2019 |
| 06/03/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 157.2228 | $86.52 | $13.6k | | 06/03/2019 |
| 06/03/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 1.323 | $86.52 | $114.5 | | 06/03/2019 |
| 03/04/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 1.7k | $76.50 | $130k | | 03/04/2019 |
| 03/01/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 155.6222 | $82.88 | $12.9k | | 03/04/2019 |
| 03/01/2019 | Southwest Gas Holdings, Inc. | SWX | Grant | Common Stock | 10.662 | $82.88 | $883.7 | | 03/04/2019 |
| 01/22/2019 | GAMCO Global Gold, Natural Resources & Income Trust | GGN | Purchase | Common Shares, Par Value $0.001 | 4k | $3.99 | $15.8k | Le Cle Investments | 01/22/2019 |
| 12/20/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Common Shares, Par Value $0.001 | 1.1k | $17.50 | $19.1k | Le Cle Investments | 12/20/2018 |
| 12/20/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 1.1k | $50.00 | $54.6k | Le Cle Investments | 12/20/2018 |
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