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DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
10/03/2023Saba Capital Management, L.P.10% OwnerPurchaseCommon Stock2.6k$7.52$19.5k-10/03/2023
08/23/2023Saba Capital Management, L.P.10% OwnerPurchaseCommon Stock2.6k$8.10$21.1k-08/23/2023
08/21/2023Saba Capital Management, L.P.10% OwnerPurchaseCommon Stock8$8.07$64.6-08/21/2023
08/17/2023Saba Capital Management, L.P.10% OwnerPurchaseCommon Stock210$8.20$1.7k-08/17/2023
12/21/2022HERRING RICHARD JDirectorSaleCommon Stock600$8.19$4.9k 12/21/2022
11/10/2020CITIGROUP INC10% OwnerOther (disposition)Floating Rate Municipal Term Preferred Shares, Series 20182.8k$25,000.00$70MBy Subsidiary11/10/2020
06/25/2020CITIGROUP INC10% OwnerOther (disposition)Floating Rate Municipal Term Preferred Shares, Series 20182.8k$25,000.00$70MBy Subsidiary06/25/2020
08/09/2019BALLANTINE JOHN WDirectorPurchaseCommon Stock2.3k$12.26$28.6k 08/09/2019
06/05/2019Fox Keith RDirectorSaleCommon Stock1000$11.75$11.8k 06/05/2019
11/15/2018MCCLAYTON WILLIAM RDirectorPurchaseCommon Stock21.1k$10.43$220k 11/15/2018
06/01/2015PARTNERRE LTD10% OwnerOther (disposition)Floating Rate Municipal Term Preferred Shares, Series 20152.4k$25,025.62$60.5MBy Subsidiary06/01/2015
03/10/2015CITIGROUP INC10% OwnerSaleFloating Rate Municipal Term Preferred Shares2.4k$25,000.00$60.5MBy Subsidiary03/10/2015
03/03/2015PARTNERRE LTD10% OwnerExercise (in-the-money or at-the-money) 2.4k$25,007.67$60.5MBy Subsidiary03/03/2015
07/01/2014HERRING RICHARD JDirectorPurchasecommon stock600$13.40$8k 07/01/2014
06/20/2014FROEWISS KENNETH CDirectorPurchaseCommon Stock1000$13.38$13.4k 06/20/2014
06/20/2014FROEWISS KENNETH CDirectorPurchaseCommon Stock1000$13.38$13.4k 06/20/2014
06/03/2014FREEMAN PAUL KDirectorPurchaseCommon Stock750$13.38$10k 06/03/2014
05/23/2014RIMEL REBECCA WDirectorPurchaseCommon Stock405$13.40$5.4k 05/23/2014
09/06/2013WADSWORTH ROBERT HDirectorPurchaseCommon Stock1000$11.98$12k 09/06/2013
07/23/2013FREEMAN PAUL KDirectorSaleCommon Stock2.6k$12.60$32.8kSpouse's account07/23/2013
07/23/2013FREEMAN PAUL KDirectorSaleCommon Stock1.8k$12.59$23kSpouse's account07/23/2013
11/26/2012Driscoll Dawn MarieDirectorPurchaseCommon Stock323$15.51$5k 11/26/2012
11/20/2012CITIGROUP INC10% OwnerPurchaseFloating Rate Municipal Term Preferred Shares2.4k$25,000.00$60.5MBy Subsidiary11/20/2012
11/20/2012CITIGROUP INC10% OwnerOther (disposition)Auction Rate Preferred1.9k$24,000.00$46.7MBy Subsidiary11/20/2012
04/12/2011CITIGROUP INC10% OwnerPurchaseAuction Rate Preferred7$25,000.00$175kBy Subsidiary04/12/2011
03/14/2011FROEWISS KENNETH CDirectorPurchaseCommon Stock100$12.26$1.2k 03/14/2011
01/25/2011Fox Keith RDirectorPurchaseCommon Stock1000$11.79$11.8k 01/25/2011
11/30/2010Clark Michael GPresidentOther (acquisition)Common Stock73.241$12.79$936.8 11/30/2010
10/29/2010Clark Michael GPresidentOther (acquisition)Common Stock68.4386$13.61$931.4 10/29/2010
09/30/2010Clark Michael GPresidentOther (acquisition)Common Stock66.83$13.86$926.3 09/30/2010
08/31/2010Clark Michael GPresidentOther (acquisition)Common Stock67.48$13.65$921.1 08/31/2010
07/30/2010Clark Michael GPresidentOther (acquisition)Common Stock68.01$13.47$916.1 07/30/2010
06/30/2010Clark Michael GPresidentOther (acquisition)Common Stock69.04$13.19$910.6 06/30/2010
06/21/2010HERRING RICHARD JDirectorSaleCommon Stock1.3k$13.03$16.9k 06/21/2010
05/28/2010Clark Michael GPresidentOther (acquisition)Common Stock67.614$13.39$905.4 05/28/2010
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