FRIES SCOTT D [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
10/14/2019	FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND	FIV	Purchase	Common Shares	400	$8.78	$3.5k		10/14/2019
08/29/2019	FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	FCT	Purchase	Common Shares	428	$11.69	$5k		08/29/2019