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Transphorm, Inc. (TGAN)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
07/01/2023
McAulay Cameron
CFO
Payment of Exercise
Common Stock
8.6k
$3.40
$29.3k
07/01/2023
07/01/2023
Parikh Primit
President and CEO
Payment of Exercise
Common Stock
14.4k
$3.40
$48.8k
07/01/2023
07/01/2023
Mishra Umesh
Chief Technology Officer
Payment of Exercise
Common Stock
14.4k
$3.40
$48.8k
07/01/2023
01/01/2023
Mishra Umesh
Chief Technology Officer
Grant
Common Stock
8.3k
$0.00
$0
01/01/2023
01/01/2023
Mishra Umesh
Chief Technology Officer
Payment of Exercise
Common Stock
16.2k
$5.44
$88k
01/01/2023
01/01/2023
Parikh Primit
President and CEO
Payment of Exercise
Common Stock
16.2k
$5.44
$88k
01/01/2023
01/01/2023
McAulay Cameron
CFO
Grant
Common Stock
13.8k
$0.00
$0
01/01/2023
01/01/2023
McAulay Cameron
CFO
Payment of Exercise
Common Stock
10.2k
$5.44
$55.4k
01/01/2023
01/01/2023
Parikh Primit
President and CEO
Grant
Common Stock
16.5k
$0.00
$0
01/01/2023
01/01/2023
RIVAS MARIO
CEO
Grant
Common Stock
16.5k
$0.00
$0
01/01/2023
01/01/2023
RIVAS MARIO
CEO
Payment of Exercise
Common Stock
12.5k
$5.44
$68.2k
01/01/2023
12/09/2022
Mishra Umesh
Chief Technology Officer
Grant
Stock Option (right to buy)
4.7k
$4.77
$22.2k
12/09/2022
12/09/2022
Parikh Primit
President and CEO
Grant
Stock Option (right to buy)
4.7k
$4.77
$22.2k
12/09/2022
11/30/2022
Parikh Primit
President and CEO
Sale
Common Stock
1.6k
$5.63
$9.3k
11/29/2022
11/29/2022
Parikh Primit
President and CEO
Sale
Common Stock
1.9k
$6.04
$11.2k
11/29/2022
11/23/2022
Parikh Primit
President and CEO
Sale
Common Stock
2k
$6.64
$13.3k
11/23/2022
11/23/2022
Parikh Primit
President and CEO
Exercise
Stock Option (right to buy)
1000
$4.34
$4.3k
11/23/2022
11/17/2022
Mishra Umesh
Chief Technology Officer
Sale
Common Stock
1.8k
$5.67
$10.1k
11/17/2022
11/17/2022
Parikh Primit
President and CEO
Sale
Common Stock
8.9k
$5.67
$50.7k
11/17/2022
11/17/2022
RIVAS MARIO
CEO
Sale
Common Stock
3.6k
$5.67
$20.3k
11/17/2022
11/17/2022
McAulay Cameron
CFO
Sale
Common Stock
2.8k
$5.67
$15.9k
11/17/2022
08/29/2022
Mishra Umesh
Chief Technology Officer
Grant
Stock Option (right to buy)
1.6k
$5.24
$8.2k
08/29/2022
08/29/2022
Parikh Primit
President and CEO
Grant
Stock Option (right to buy)
1.6k
$5.24
$8.2k
08/29/2022
06/01/2022
KKR Phorm Investors L.P.
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
500k
$5.00
$2.5M
See footnotes
06/01/2022
06/01/2022
KKR Phorm Investors L.P.
10% Owner
Exercise (in-the-money or at-the-money)
Contractual Right to Purchase
500k
$0.00
$0
See footnotes
06/01/2022
06/01/2022
KKR Phorm Investors L.P.
10% Owner
Exercise (in-the-money or at-the-money)
Contractual Right to Purchase Warrant (Right to Buy)
104.2k
$0.00
$0
See footnotes
06/01/2022
06/01/2022
KKR Phorm Investors L.P.
10% Owner
Exercise (in-the-money or at-the-money)
Warrant (Right to Buy)
104.2k
$6.00
$625k
See footnotes
06/01/2022
02/28/2022
Parikh Primit
President and CEO
Exercise
Stock Option (right to buy)
1000
$4.34
$4.3k
02/28/2022
02/28/2022
Parikh Primit
President and CEO
Sale
Common Stock
3k
$7.38
$22.1k
02/28/2022
01/01/2022
McAulay Cameron
CFO
Payment of Exercise
Common Stock
9.7k
$8.00
$77.8k
01/01/2022
01/01/2022
RIVAS MARIO
CEO
Payment of Exercise
Common Stock
11.8k
$8.00
$94.8k
01/01/2022
01/01/2022
Parikh Primit
President and CEO
Payment of Exercise
Common Stock
15.5k
$8.00
$123.8k
01/01/2022
01/01/2022
Mishra Umesh
Chief Technology Officer
Payment of Exercise
Common Stock
15.5k
$8.00
$123.8k
01/01/2022
12/15/2021
Parikh Primit
President and CEO
Grant
Common Stock
70k
$0.00
$0
12/15/2021
12/15/2021
Parikh Primit
President and CEO
Grant
Stock Option (right to buy)
105k
$7.99
$839k
12/15/2021
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