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Roth CH Acquisition I Co (ROCHU)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
05/26/2020ROTH GORDON JCFOPurchaseCommon Stock115$10.00$1.2k 05/26/2020
05/26/2020ROTH GORDON JCFOOther (disposition)Common Stock9.4k$0.00$0 05/26/2020
05/26/2020ROTH GORDON JCFOPurchaseCommon Stock794$10.00$7.9kSee footnote05/26/2020
05/26/2020ROTH GORDON JCFOOther (disposition)Common Stock45.4k$0.00$0See footnote05/26/2020
05/26/2020ROTH GORDON JCFOPurchaseWarrants to purchase Common Stock86$11.50$989 05/26/2020
05/26/2020ROTH GORDON JCFOPurchaseWarrants to purchase Common Stock595$11.50$6.8kSee footnote05/26/2020
05/26/2020ROTH CAPITAL PARTNERS, LLC10% OwnerPurchaseCommon Stock794$10.00$7.9k 05/26/2020
05/26/2020ROTH CAPITAL PARTNERS, LLC10% OwnerOther (disposition)Common Stock45.4k$0.00$0 05/26/2020
05/26/2020ROTH CAPITAL PARTNERS, LLC10% OwnerPurchaseWarrants to purchase Common Stock595$11.50$6.8k 05/26/2020
05/26/2020CRAIG-HALLUM CAPITAL GROUP LLC10% OwnerPurchaseCommon Stock491$10.00$4.9k 05/26/2020
05/26/2020CRAIG-HALLUM CAPITAL GROUP LLC10% OwnerOther (disposition)Common Stock39.8k$0.00$0 05/26/2020
05/26/2020CRAIG-HALLUM CAPITAL GROUP LLC10% OwnerPurchaseWarrants to purchase Common Stock368$11.50$4.2k 05/26/2020
05/26/2020Gurewitz AaronCo-PresidentPurchaseCommon Stock115$10.00$1.2k 05/26/2020
05/26/2020Gurewitz AaronCo-PresidentOther (disposition)Common Stock15.1k$0.00$0See footnote05/26/2020
05/26/2020Gurewitz AaronCo-PresidentPurchaseWarrants to purchase Common Stock86$11.50$989 05/26/2020
05/26/2020LIPMAN JOHN CCOOPurchaseCommon Stock404$10.00$4k 05/26/2020
05/26/2020LIPMAN JOHN CCOOOther (disposition)Common Stock32.8k$0.00$0 05/26/2020
05/26/2020LIPMAN JOHN CCOOPurchaseWarrants to purchase Common Stock303$11.50$3.5k 05/26/2020
05/26/2020Roth ByronCEOPurchaseCommon Stock418$10.00$4.2k 05/26/2020
05/26/2020Roth ByronCEOOther (disposition)Common Stock60.3k$0.00$0 05/26/2020
05/26/2020Roth ByronCEOPurchaseCommon Stock794$10.00$7.9kSee footnote05/26/2020
05/26/2020Roth ByronCEOOther (disposition)Common Stock45.4k$0.00$0See footnote05/26/2020
05/26/2020Roth ByronCEOPurchaseWarrants to purchase Common Stock313$11.50$3.6k 05/26/2020
05/26/2020Roth ByronCEOPurchaseWarrants to purchase Common Stock595$11.50$6.8kSee footnote05/26/2020
05/26/2020HARTFIEL RICKCo-PresidentPurchaseCommon Stock115$10.00$1.2k 05/26/2020
05/26/2020HARTFIEL RICKCo-PresidentOther (disposition)Common Stock9.4k$0.00$0 05/26/2020
05/26/2020HARTFIEL RICKCo-PresidentPurchaseWarrants to purchase Common Stock86$11.50$989 05/26/2020
05/07/2020Gurewitz AaronCo-PresidentPurchaseCommon Stock10k$10.00$100k 05/07/2020
05/07/2020Gurewitz AaronCo-PresidentPurchaseWarrants to purchase Common Stock7.5k$11.50$86.2k 05/07/2020
05/07/2020LIPMAN JOHN CCOOPurchaseCommon Stock35k$10.00$350k 05/07/2020
05/07/2020LIPMAN JOHN CCOOPurchaseWarrants to purchase Common Stock26.2k$11.50$301.9k 05/07/2020
05/07/2020Molly MontgomeryDirectorPurchaseWarrants to purchase Common Stock7.5k$11.50$86.2k 05/07/2020
05/07/2020Molly MontgomeryDirectorPurchaseCommon Stock10k$10.00$100k 05/07/2020
05/07/2020HARTFIEL RICKCo-PresidentPurchaseWarrants to purchase Common Stock7.5k$11.50$86.2k 05/07/2020
05/07/2020HARTFIEL RICKCo-PresidentPurchaseCommon Stock10k$10.00$100k 05/07/2020
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