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EQUUS TOTAL RETURN, INC. (EQS)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/29/2021des Pallieres Bertrand10% OwnerSaleCommon Stock1.8M$2.40$4.4MI09/29/2021
04/29/2021Atkinson FraserDirectorPurchaseCommon Stock4k$1.89$7.6k 04/23/2021
04/28/2021Atkinson FraserDirectorPurchaseCommon Stock700$1.89$1.3k 04/23/2021
04/27/2021Atkinson FraserDirectorPurchaseCommon Stock100$1.90$190 04/23/2021
04/26/2021Atkinson FraserDirectorPurchaseCommon Stock1.4k$1.90$2.6k 04/23/2021
04/23/2021Atkinson FraserDirectorPurchaseCommon Stock18k$1.89$34.1k 04/23/2021
07/16/2020Tokarz Group Advisers LLC10% OwnerSaleCommon Stock, par value $0.001 per share3.2M$1.17$3.8MSee Footnote07/16/2020
07/16/2020Hardy John A.CEOPurchaseCommon Stock3.2M$1.17$3.8MI07/16/2020
07/16/2020MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share3.2M$1.17$3.8M 07/16/2020
07/16/2020MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share3.2M$1.17$3.8M 07/16/2020
07/16/2020TOKARZ MICHAEL T10% OwnerSaleCommon Stock, par value $0.001 per share3.2M$1.17$3.8MSee Footnote07/16/2020
08/12/2019TOKARZ MICHAEL T10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.62$985.5kSee Footnote08/12/2019
08/12/2019MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.62$985.5k 08/12/2019
08/12/2019MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.62$985.5k 08/12/2019
08/12/2019Tokarz Group Advisers LLC10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.62$985.5kSee Footnote08/12/2019
07/29/2019Tokarz Group Advisers LLC10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1MSee Footnote07/29/2019
07/29/2019MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1M 07/29/2019
07/29/2019MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1M 07/29/2019
07/29/2019TOKARZ MICHAEL T10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1MSee Footnote07/29/2019
07/26/2019TOKARZ MICHAEL T10% OwnerOther (acquisition)Common Stock, par value $0.001 per share608.3k$1.70$1MSee Footnote07/24/2019
07/26/2019MVC CAPITAL, INC.10% OwnerOther (acquisition)Common Stock, par value $0.001 per share608.3k$1.70$1M 07/24/2019
07/26/2019MVC CAPITAL, INC.10% OwnerOther (acquisition)Common Stock, par value $0.001 per share608.3k$1.70$1M 07/24/2019
07/26/2019Tokarz Group Advisers LLC10% OwnerOther (acquisition)Common Stock, par value $0.001 per share608.3k$1.70$1MSee Footnote07/24/2019
07/24/2019TOKARZ MICHAEL T10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1MSee Footnote07/24/2019
07/24/2019MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1M 07/24/2019
07/24/2019MVC CAPITAL, INC.10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1M 07/24/2019
07/24/2019Tokarz Group Advisers LLC10% OwnerSaleCommon Stock, par value $0.001 per share608.3k$1.70$1MSee Footnote07/24/2019
03/21/2017Bergner Richard FDirectorPurchaseCommon stock19.5k$2.40$46.8k 03/21/2017
03/17/2017Bergner Richard FDirectorPurchaseCommon stock19.5k$2.40$46.8k 03/17/2017
03/17/2017Hankinson Henry WDirectorPurchaseCommon stock19.5k$2.40$46.8k 03/17/2017
03/17/2017Atkinson FraserDirectorPurchaseCommon stock19.5k$2.40$46.8k 03/17/2017
03/17/2017Hardy John A.CEOPurchaseCommon Stock500k$2.40$1.2M 03/17/2017
03/17/2017des Pallieres Bertrand10% OwnerPurchaseCommon stock15k$2.40$36k 03/17/2017
03/17/2017KNAUSS ROBERT LDirectorPurchaseCommon stock21k$2.40$50.4k 03/17/2017
03/17/2017Denos Kenneth ISecretaryPurchaseCommon stock250k$2.40$600k 03/17/2017
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