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STERN THEODORE

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
05/05/2021authID Inc.IDTYGrant 1.6M$0.24$394.9k 05/05/2021
04/19/2021authID Inc.IDTYGiftCommon Stock, $0.0001 par value per share8.2M$0.00$0See Footnote04/19/2021
06/30/2020authID Inc.IDTYPurchaseCommon Stock Purchase Warrant250k$0.15$37.5k 06/30/2020
06/30/2020authID Inc.IDTYExercise (in-the-money or at-the-money)Common Stock Purchase Warrant1000k$0.07$70k 06/30/2020
02/14/2020authID Inc.IDTYPurchase15% Convertible Note375k$0.20$75k 02/14/2020
02/14/2020authID Inc.IDTYPurchaseAmended and Restated Promissory Notes15M$0.20$3MSee footnote02/14/2020
01/15/2019EnSync, Inc.ESNCGrant 37.5k$0.00$0 01/15/2019
12/31/2018EnSync, Inc.ESNCGiftCommon Stock617.2k$0.00$0By Bomoseen Associates LP12/31/2018
12/31/2018EnSync, Inc.ESNCGiftSeries B Convertible Preferred Stock Units1000$0.95$950By Bomoseen Associates LP12/31/2018
12/04/2018authID Inc.IDTYGiftCommon Stock, $0.0001 par value per share2.2M$0.10$220k 12/03/2018
12/03/2018authID Inc.IDTYGrantCommon Stock, $0.0001 par value per share578.8k$0.00$57.9 12/03/2018
11/13/2018EnSync, Inc.ESNCGrant 327.3k$0.00$0 11/13/2018
11/13/2018EnSync, Inc.ESNCGrant 34.1k$0.00$0 11/13/2018
10/01/2018EnSync, Inc.ESNCExercise 15.5k$0.00$0 10/01/2018
10/01/2018EnSync, Inc.ESNCExercise 58.2k$0.00$0 10/01/2018
09/24/2018EnSync, Inc.ESNCGrant 15.5k$0.00$0 09/24/2018
09/05/2018EnSync, Inc.ESNCPurchaseCommon Stock192.3k$0.26$50kBy Theodore Stern Revocable Trust09/05/2018
08/15/2018authID Inc.IDTYGrantCommon Stock, $0.0001 par value per share6.7M$0.15$1MSee Footnote08/15/2018
07/03/2018EnSync, Inc.ESNCGrantCommon Stock70.7k$0.00$0 07/03/2018
07/03/2018EnSync, Inc.ESNCExercise 12.5k$0.00$0 07/03/2018
07/03/2018EnSync, Inc.ESNCExercise 58.2k$0.00$0 07/03/2018
07/03/2018EnSync, Inc.ESNCGrantCommon Stock73.7k$0.00$0 10/01/2018
06/26/2018EnSync, Inc.ESNCGrant 12.5k$0.00$0 06/26/2018
04/30/2018authID Inc.IDTYGrantCommon Stock, $0.0001 par value per share1.5M$0.28$420kSee Footnote04/30/2018
03/31/2018EnSync, Inc.ESNCExercise 58.2k$0.00$0 03/31/2018
03/20/2018authID Inc.IDTYGrantCommon Stock, $0.0001 par value per share240k$0.30$72k 03/22/2018
02/02/2018authID Inc.IDTYGiftCommon Stock, $0.0001 par value per share9.2M$0.00$0 02/02/2018
12/19/2017authID Inc.IDTYPurchaseCommon Stock, $0.0001 par value per share2M$0.13$260k 12/19/2017
11/14/2017EnSync, Inc.ESNCGrant 232.6k$0.00$0 11/14/2017
11/14/2017EnSync, Inc.ESNCExercise 58.2k$0.00$0 11/14/2017
11/08/2017authID Inc.IDTYGiftCommon Stock, $0.0001 par value per share4.5M$0.00$0See Footnote11/08/2017
09/30/2017EnSync, Inc.ESNCExercise 18.2k$0.00$0 09/30/2017
06/30/2017EnSync, Inc.ESNCExercise 18.2k$0.00$0 06/30/2017
06/22/2017EnSync, Inc.ESNCPurchaseCommon Stock214.3k$0.35$75k 06/22/2017
03/31/2017EnSync, Inc.ESNCExercise 18.2k$0.00$0 03/31/2017
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