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STERLING FINANCIAL CORP (STSA)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
04/18/2014
Warburg Pincus Private Equity X, L.P.
10% Owner
Other (disposition)
Common Stock, par value $0.00 per share ("Common Stock")
12.9M
$0.00
$0
04/18/2014
04/18/2014
Warburg Pincus Private Equity X, L.P.
10% Owner
Other (disposition)
Warrant (the "Warrant")
1.5M
$0.00
$0
04/18/2014
04/18/2014
THL Equity Advisors VI, LLC
10% Owner
Other (disposition)
Common Stock
12.9M
$0.00
$0
See Footnotes
04/18/2014
04/18/2014
THL Equity Advisors VI, LLC
10% Owner
Other (disposition)
Warrant (right to buy)
1.5M
$0.00
$0
See Footnotes
04/18/2014
04/18/2014
POPE MARIA M
Director
Disposition
Common Stock
1.2k
$0.00
$0
04/18/2014
04/18/2014
POPE MARIA M
Director
Disposition
Non-Qualified Stock Option
1.8k
$26.04
$47.3k
04/18/2014
04/18/2014
COULTER DAVID A
Director
Other (disposition)
Common Stock
7k
$0.00
$0
04/18/2014
04/18/2014
COULTER DAVID A
Director
Other (disposition)
Common Stock
12.9M
$0.00
$0
Indirect
04/18/2014
04/18/2014
COULTER DAVID A
Director
Other (disposition)
Non-Qualified Stock Option
2.6k
$21.76
$57.1k
04/18/2014
04/18/2014
COULTER DAVID A
Director
Other (disposition)
Warrant (the "Warrant")
1.5M
$0.00
$0
Indirect
04/18/2014
04/18/2014
BEHAR HOWARD
Director
Disposition
Common Stock
57k
$0.00
$0
04/18/2014
04/18/2014
BEHAR HOWARD
Director
Disposition
Non-Qualified Stock Option
2.6k
$21.76
$57.1k
04/18/2014
04/18/2014
BOGGS PAULA
Director
Disposition
Common Stock
1.2k
$0.00
$0
04/18/2014
04/18/2014
BOGGS PAULA
Director
Disposition
Non-Qualified Stock Option
1.8k
$26.04
$47.3k
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Common Stock
3.9k
$0.00
$0
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Restricted Stock Unit
2.2k
$0.00
$0
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Restricted Stock Unit
751
$0.00
$0
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Restricted Stock Unit
1.1k
$0.00
$0
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Restricted Stock Unit
2.9k
$0.00
$0
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Incentive Stock Option
76
$122.10
$9.3k
04/18/2014
04/18/2014
BUTTERFIELD ROBERT G
Controller/Prin. Acct. Officer
Disposition
Common Stock
168
$0.00
$0
401k Plan
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Common Stock
74k
$0.00
$0
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Common Stock
13.3k
$0.00
$0
401k Plan
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Common Stock
925
$0.00
$0
Spouse IRA
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Common Stock (ESPP)
1.5k
$0.00
$0
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Non-Qualified Stock Option
8.2k
$21.76
$179.1k
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Restricted Stock Unit
3.7k
$0.00
$0
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Restricted Stock Unit
8.6k
$0.00
$0
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Restricted Stock Unit
13.5k
$0.00
$0
04/18/2014
04/18/2014
Eckhardt Ezra
COO - Sterling Financial Corp.
Disposition
Restricted Stock Unit
9.8k
$0.00
$0
04/18/2014
04/18/2014
DONEGAN BOB C
Director
Disposition
Common Stock
8k
$0.00
$0
04/18/2014
04/18/2014
DONEGAN BOB C
Director
Disposition
Non-Qualified Stock Option
2.6k
$21.76
$57.1k
04/18/2014
04/18/2014
DONEGAN BOB C
Director
Disposition
Non-Qualified Stock Option
31
$2,189.22
$67.9k
04/18/2014
04/18/2014
SEIBLY JOHN GREGORY
CEO/President - SFC
Disposition
Restricted Stock Unit
24.5k
$0.00
$0
04/18/2014
04/18/2014
SEIBLY JOHN GREGORY
CEO/President - SFC
Disposition
Restricted Stock Unit
15.8k
$0.00
$0
04/18/2014
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