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WALTER INVESTMENT MANAGEMENT CORP (DHCP)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
01/02/2019
First Pacific Advisors, LP
10% Owner
Sale
Common Stock
8.4k
$0.12
$1k
See Footnotes
01/02/2019
12/18/2018
Lion Point Capital, LP
10% Owner
Purchase
Mandatorily Convertible Preferred Stock
360
$8.70
$3.1k
12/17/2018
12/18/2018
Martini Samuel
10% Owner
Sale
Mandatorily Convertible Preferred
360
$1.11
$400
By LLC
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Common Stock
277k
$0.06
$16.9k
By LLC
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Common Stock
60.5k
$0.06
$3.7k
By Family Member
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Common Stock
60.5k
$0.06
$3.7k
By Family Member
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Common Stock
33.7k
$0.06
$2.1k
By Family Member
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Common Stock
2.6k
$0.06
$159.9
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Common Stock
30k
$0.06
$1.8k
By Family Member
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Series A Warrants
7k
$20.63
$145.2k
By LLC
12/17/2018
12/17/2018
Martini Samuel
10% Owner
Sale
Series A Warrants
4.5k
$20.63
$92k
12/17/2018
12/17/2018
Lion Point Capital, LP
10% Owner
Purchase
Mandatorily Convertible Preferred Stock
28.4k
$8.70
$247k
12/17/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Equity Investors LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Capital Partners LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Capital Investors LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Overseas Partners Ltd
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
9.4k
$1.15
$10.8k
Omega Credit Opportunities Master Fund LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Equity Investors LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Capital Partners LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Capital Investors LP
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
4.7k
$1.15
$5.5k
Omega Overseas Partners Ltd
12/14/2018
12/17/2018
COOPERMAN LEON G
10% Owner
Sale
Mandatorily Convertible Preferred Stock
9.4k
$1.15
$10.8k
Omega Credit Opportunities Master Fund
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Common Stock
194.7k
$0.07
$13.6k
Omega Equity Investors LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Common Stock
38.6k
$0.07
$2.7k
Omega Capital Partners LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Common Stock
10.1k
$0.07
$704.9
Omega Capital Investors LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Common Stock
18.7k
$0.07
$1.3k
Omega Overseas Partners Ltd
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Common Stock
50.9k
$0.07
$3.6k
Omega Credit Opportunities Master Fund LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series A Warrants
65.7k
$20.63
$1.4M
Omega Equity Investors LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series A Warrants
38.2k
$20.63
$789k
Omega Capital Partners LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series A Warrants
17.2k
$20.63
$354.4k
Omega Capital Investors LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series A Warrants
31.8k
$20.63
$656.5k
Omega Overseas Partners Ltd
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series A Warrants
86.6k
$20.63
$1.8M
Omega Credit Opportunities Master Fund LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series B Warrants
52.2k
$28.25
$1.5M
Omega Equity Invesotrs LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series B Warrants
30.3k
$28.25
$857.3k
Omega Capital Partners LP
12/14/2018
12/14/2018
COOPERMAN LEON G
10% Owner
Sale
Series B Warrants
13.6k
$28.25
$385.1k
Omega Capital Investors LP
12/14/2018
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