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Pathfinder Cell Therapy, Inc. (PFND)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
03/04/2013Gruber JoergChairman of the BoardPurchaseConvertible Promissory Note0$100,000.00$0 03/04/2013
12/01/2011FRANKLIN RICHARD LPresident, CEOGrantCommon Stock365.1k$0.00$0 12/01/2011
12/01/2011Gruber JoergChairman of the BoardGrantCommon Stock400k$0.00$0 12/01/2011
09/16/2011Benson JohnCFO and TreasurerGrantStock Options1000k$0.05$50k 09/16/2011
09/02/2011FRANKLIN RICHARD LPresident, CEOGrantStock Options (right to buy)11.4M$0.05$572.5k 09/02/2011
09/02/2011FRANKLIN RICHARD LPresident, CEOGrantCommon Stock41.8M$0.00$0 09/02/2011
09/02/2011Gruber JoergChairman of the BoardOther (acquisition)Warrants6.3M$0.06$345.2kBy Clubb Capital Limited09/02/2011
09/02/2011Gruber JoergChairman of the BoardGrantCommon Stock45.8M$0.00$0 09/02/2011
06/30/2011FRANKLIN RICHARD LPresident, CEOGrantCommon Stock78.1k$0.08$6.2k 06/30/2011
06/30/2011Gruber JoergChairman of the BoardGrantCommon Stock46.9k$0.08$3.8k 06/30/2011
03/31/2011Gruber JoergChairman of the BoardGrantCommon Stock41.7k$0.09$3.8k 03/31/2011
03/31/2011FRANKLIN RICHARD LPresident, CEOGrantCommon Stock69.4k$0.09$6.2k 03/31/2011
03/03/2010FRANKLIN RICHARD LPresident, CEODispositionStock Option (jright to buy)1000k$0.12$120k 03/03/2010
03/03/2010FRANKLIN RICHARD LPresident, CEOGrantStock Option (right to buy)1000k$0.14$140k 03/03/2010
03/03/2010PINE ELIVP; CSODispositionStock Option (right to buy)233.3k$0.12$28k 03/03/2010
03/03/2010PINE ELIVP; CSOGrantStock Option (right to buy)233.3k$0.14$32.7k 03/03/2010
01/18/2010PINE ELIVP; CSOGrantEmployee Stock Option60k$0.10$6k 01/18/2010
01/18/2010PINE ELIVP; CSOGrantEmployee Stock Option90k$0.13$11.7k 01/18/2010
12/31/2009Gruber JoergChairman of the BoardGrantCommon Stock12.2k$0.20$2.4k 12/24/2009
12/31/2009FRANKEL BARRY RDirectorGrantCommon Stock16.2k$0.20$3.2k 12/31/2009
12/31/2009ALLAN DAVID G PDirectorGrantCommon Stock16.2k$0.20$3.2k 12/31/2009
12/31/2009FRANKLIN RICHARD LPresident, CEOGrantCommon Stock20.3k$0.20$4.1k 12/31/2009
12/24/2009Gruber JoergChairman of the BoardGrantWarrants280k$0.20$56kBy Clubb Capital Limited12/24/2009
09/30/2009Gruber JoergChairman of the BoardGrantCommon Stock9.4k$0.26$2.4k 09/30/2009
09/30/2009ALLAN DAVID G PDirectorGrantCommon Stock12.5k$0.26$3.2k 09/30/2009
09/30/2009Gruber JoergChairman of the BoardGrantWarrants350k$0.20$70kBy Clubb Capital Limited09/30/2009
09/30/2009FRANKLIN RICHARD LPresident, CEOGrantCommon Stock15.6k$0.26$4.1k 09/30/2009
09/30/2009FRANKEL BARRY RDirectorGrantCommon Stock12.5k$0.26$3.2k 09/30/2009
09/30/2009MAUPAY WALTER R JRDirectorGrantCommon Stock12.5k$0.26$3.2k 09/30/2009

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