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EMPIRE RESORTS INC (NYNY)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/15/2019PEARLMAN EMANUEL RExecutive ChairmanDispositionCommon Stock, $.01 par value per share108.3k$9.74$1.1M 11/15/2019
11/15/2019PEARLMAN EMANUEL RExecutive ChairmanDispositionRestricted Stock Units50k$0.00$0 11/15/2019
11/15/2019Palumbo NancyDirectorDispositionCommon Stock, par value $.01 per share32.4k$9.74$315.3k 11/15/2019
11/15/2019Palumbo NancyDirectorDispositionRestricted Stock Units6.4k$0.00$0 11/15/2019
11/15/2019Kien Huat Realty III Ltd10% OwnerPurchaseCommon Stock5.5M$9.74$53.8MSee Explanation of Responses11/15/2019
11/15/2019Kien Huat Realty III Ltd10% OwnerOther (disposition)Common Stock968.2k$9.74$9.4MSee Explanation of Responses11/15/2019
11/15/2019Kien Huat Realty III Ltd10% OwnerOther (acquisition)Common Stock968.2k$9.74$9.4MSee Explanation of Responses11/15/2019
11/15/2019Horner Nanette L.EVP, Chief Counsel, CCODispositionCommon Stock, par value $.01 per share27.6k$9.74$268.7k 11/15/2019
11/15/2019Horner Nanette L.EVP, Chief Counsel, CCODispositionRestricted Stock Units11.2k$0.00$0 11/15/2019
11/15/2019Horn KeithDirectorDispositionCommon Stock, par value $.01 per share20.2k$9.74$197.2k 11/15/2019
11/15/2019Horn KeithDirectorDispositionRestricted Stock Units6.4k$0.00$0 11/15/2019
11/15/2019Marinucci EdmundDirectorDispositionCommon Stock, par value $.01 per share21.6k$9.74$210.6k 11/15/2019
11/15/2019Marinucci EdmundDirectorDispositionRestricted Stock Units6.4k$0.00$0 11/15/2019
11/15/2019Eller Ryan MSee RemarksDispositionCommon Stock, par value $.01 per share40k$9.74$389.6k 11/15/2019
11/15/2019Eller Ryan MSee RemarksDispositionRestricted Stock Units50k$0.00$0 11/15/2019
11/15/2019Keng Lim Gerard EweDirectorDispositionCommon Stock, par value $.01 per share15.9k$9.74$154.6k 11/15/2019
11/15/2019Keng Lim Gerard EweDirectorDispositionRestricted Stock Units6.4k$0.00$0 11/15/2019
11/15/2019Sanko Jamie M.Chief Accounting OfficerDispositionCommon Stock, par value $.01 per share25k$9.74$243.5k 11/15/2019
11/15/2019Sanko Jamie M.Chief Accounting OfficerDispositionRestricted Stock Units15k$0.00$0 11/15/2019
11/04/2019Kien Huat Realty III Ltd10% OwnerSaleCommon Stock13.2M$9.74$128.6MSee Explanation of Responses11/04/2019
10/30/2019Kien Huat Realty III Ltd10% OwnerPurchaseSeries F Convertible Preferred Stock75$100,000.00$7.5M 10/30/2019
09/23/2019Kien Huat Realty III Ltd10% OwnerPurchaseSeries F Convertible Preferred Stock75$100,000.00$7.5M 09/23/2019
08/26/2019Kien Huat Realty III Ltd10% OwnerPurchaseSeries F Convertible Preferred Stock150$100,000.00$15M 08/26/2019
07/17/2019Polle GreggDirectorGrantCommon Stock6.4k$0.00$0 07/17/2019
07/17/2019Polle GreggDirectorExerciseRestricted Stock Units6.4k$0.00$0 07/17/2019
06/17/2019Kien Huat Realty III Ltd10% OwnerPurchaseSeries F Convertible Preferred Stock150$100,000.00$15M 06/17/2019
05/21/2019Kien Huat Realty III Ltd10% OwnerPurchaseSeries F Convertible Preferred Stock270$100,000.00$27M 05/21/2019
05/06/2019Palumbo NancyDirectorGrantRestricted Stock Units6.4k$0.00$0 05/06/2019
05/06/2019Polle GreggDirectorGrantRestricted Stock Units6.4k$0.00$0 05/06/2019
05/06/2019Marinucci EdmundDirectorGrantRestricted Stock Units6.4k$0.00$0 05/06/2019
05/06/2019Horn KeithDirectorGrantRestricted Stock Units6.4k$0.00$0 05/06/2019
05/06/2019Keng Lim Gerard EweDirectorGrantRestricted Stock Units6.4k$0.00$0 05/06/2019
03/22/2019PEARLMAN EMANUEL RExecutive ChairmanGiftCommon Stock, $.01 par value per share3.6k$0.00$0 03/22/2019
03/15/2019PEARLMAN EMANUEL RExecutive ChairmanPayment of ExerciseCommon Stock, $.01 par value per share9.8k$10.81$105.8k 03/15/2019
02/20/2019Kien Huat Realty III Ltd10% OwnerPurchaseSeries F Convertible Preferred Stock200$100,000.00$20M 02/20/2019
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