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LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
02/18/2020Kaufman BrettSenior Vice President and CFOSale8.00% Series A Cumulative Redeemable Preferred Stock205.352$25.00$5.1k 02/14/2020
02/14/2020Kaufman BrettSenior Vice President and CFODispositionStock Option (Right to Buy)125k$1.28$160k 02/14/2020
02/14/2020Kaufman BrettSenior Vice President and CFODispositionStock Option (Right to Buy)125k$2.80$350k 02/14/2020
02/14/2020Kaufman BrettSenior Vice President and CFODispositionStock Option (Right to Buy)62.5k$1.40$87.5k 02/14/2020
02/14/2020Kaufman BrettSenior Vice President and CFODispositionStock Option (Right to Buy)75k$3.25$243.8k 02/14/2020
02/14/2020Kaufman BrettSenior Vice President and CFODispositionCommon Stock318.5k$3.50$1.1M 02/14/2020
02/14/2020ZEITCHICK MARK DispositionCommon Stock531.2k$3.50$1.9M 02/12/2020
02/14/2020ZEITCHICK MARK DispositionCommon Stock3.8M$3.50$13.3MHeld by the Mark D. Zeitchick 2016 Revocable Trust02/12/2020
02/14/2020ZEITCHICK MARK DispositionStock Option (Right to Buy)600k$1.28$768k 02/12/2020
02/14/2020ZEITCHICK MARK DispositionStock Option (Right to Buy)600k$2.80$1.7M 02/12/2020
02/14/2020ZEITCHICK MARK DispositionStock Option (Right to Buy)300k$1.40$420k 02/12/2020
02/14/2020ZEITCHICK MARK DispositionStock Option (Right to Buy)400k$3.25$1.3M 02/12/2020
02/14/2020ZEITCHICK MARK DispositionStock Option (Right to Buy)200k$4.25$850k 02/12/2020
02/14/2020ZEITCHICK MARK DispositionStock Option (Right to Buy)200k$2.65$530k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionCommon Stock45k$3.50$157.5k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionCommon Stock1.9M$3.50$6.5MHeld by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/0302/12/2020
02/14/2020Simkin Jacqueline M DispositionCommon Stock158k$3.50$553kHeld by The Jacqueline Simkin Charitable Remainder Unitrust dtd 09/06/200202/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)20k$1.73$34.6k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)20k$1.79$35.8k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)50k$1.32$66k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)50k$1.46$73k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)50k$3.01$150.5k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)50k$3.38$169k 02/12/2020
02/14/2020Simkin Jacqueline M DispositionStock Option (Right to Buy)50k$2.40$120k 02/12/2020
02/14/2020Malamed Adam Scott DispositionCommon Stock1.6M$3.50$5.6M 02/12/2020
02/14/2020Malamed Adam Scott DispositionCommon Stock5k$3.50$17.5kHeld by the NFS/FMTC IRA for the benefit of Adam Malamed02/12/2020
02/14/2020Malamed Adam Scott DispositionStock Option (Right to Buy)200k$1.28$256k 02/12/2020
02/14/2020Malamed Adam Scott DispositionStock Option (Right to Buy)200k$2.80$560k 02/12/2020
02/14/2020Malamed Adam Scott DispositionStock Option (Right to Buy)100k$1.40$140k 02/12/2020
02/14/2020Malamed Adam Scott DispositionStock Option (Right to Buy)135k$3.25$438.8k 02/12/2020
02/14/2020Malamed Adam Scott DispositionStock Option (Right to Buy)50k$4.25$212.5k 02/12/2020
02/14/2020Malamed Adam Scott DispositionStock Option (Right to Buy)50k$2.65$132.5k 02/12/2020
02/14/2020giovanniello joseph DispositionCommon Stock473.2k$3.50$1.7M 02/12/2020
02/14/2020giovanniello joseph DispositionStock Option (Right to Buy)50k$1.28$64k 02/12/2020
02/14/2020giovanniello joseph DispositionStock Option (Right to Buy)50k$2.80$140k 02/12/2020
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