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DUOS TECHNOLOGIES GROUP, INC. (DUOT)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/30/2023EHRMAN KENNETH SDirectorGrantCommon Stock, par value $0.0012.4k$5.13$12.5k 09/30/2023
09/30/2023Lonegro Frank ADirectorGrantCommon Stock, $0.001 par value1.6k$5.13$8.1k 09/30/2023
09/30/2023MAVROMMATIS NEDDirectorGrantCommon Stock, $0.001 par value1.5k$5.13$7.5k 09/30/2023
09/30/2023Nixon James CraigDirectorGrantCommon Stock, $0.001 par value2.4k$5.13$12.5k 09/30/2023
08/01/2023Bleichroeder LP10% OwnerPurchaseSeries F Convertible Preferred Stock5k$1,000.00$5MSee footnote08/01/2023
06/30/2023EHRMAN KENNETH SDirectorGrantCommon Stock, par value $0.0012.2k$5.76$12.5k 06/30/2023
06/30/2023Nixon James CraigDirectorGrantCommon Stock, $0.001 par value2.2k$5.76$12.5k 06/30/2023
06/30/2023MAVROMMATIS NEDDirectorGrantCommon Stock, $0.001 par value1.3k$5.76$7.5k 06/30/2023
03/31/2023EHRMAN KENNETH SDirectorGrantCommon Stock, par value $0.0014.8k$2.61$12.5k 03/31/2023
03/31/2023Nixon James CraigDirectorGrantCommon Stock, $0.001 par value4.8k$2.61$12.5k 03/31/2023
12/30/2022Nixon James CraigDirectorGrantCommon Stock, $0.001 par value5.4k$2.30$12.5k 12/07/2022
12/30/2022EHRMAN KENNETH SDirectorGrantCommon Stock, par value $0.0015.4k$2.30$12.5k 12/30/2022
12/30/2022MAVROMMATIS NEDDirectorGrantCommon Stock, $0.001 par value3.3k$2.30$7.5k 12/30/2022
12/30/2022Harris Edmond L GrantCommon Stock, $0.001 par value2.2k$2.30$5k 12/30/2022
12/15/2022Nixon James CraigDirectorGrantCommon Stock, $0.001 par value3k$2.09$6.3k 12/07/2022
12/15/2022Murphy Andrew WinslowCFOGrantCommon Stock, $0.001 par value125$2.05$256.2 12/15/2022
12/09/2022Nixon James CraigDirectorGrantCommon Stock, $0.001 par value1.5k$2.48$3.7k 12/07/2022
12/08/2022Murphy Andrew WinslowCFOGrantCommon Stock, $0.001 par value200$2.28$456.3 12/08/2022
12/07/2022Goldfarb Adrian Graham GrantCommon Stock, $0.001 par value293$2.10$616.4 12/07/2022
12/07/2022Nixon James CraigDirectorGrantCommon Stock, $0.001 par value1.5k$2.35$3.5k 12/07/2022
11/18/2022Goldfarb Adrian Graham GrantCommon Stock, $0.001 par value1k$2.79$2.8k 11/17/2022
11/17/2022Murphy Andrew WinslowCFOGrantCommon Stock, $0.001 par value325$2.98$967.9 11/17/2022
11/17/2022Goldfarb Adrian Graham GrantCommon Stock, $0.001 par value322$2.83$911.3 11/17/2022
09/30/2022EHRMAN KENNETH SDirectorGrantCommon Stock, par value $0.0013k$4.10$12.5k 09/30/2022
09/30/2022Harris Edmond L GrantCommon Stock, $0.001 par value1.8k$4.10$7.5k 09/30/2022
09/30/2022Nixon James CraigDirectorGrantCommon Stock, $0.001 par value3k$4.10$12.5k 09/30/2022
09/30/2022MAVROMMATIS NEDDirectorGrantCommon Stock, $0.001 par value1.8k$4.10$7.5k 09/30/2022
09/30/2022Bleichroeder LP10% OwnerPurchaseSeries D Convertible Preferred Stock999$1,000.00$999kSee footnote09/30/2022
09/30/2022PESSIN NORMAN H10% OwnerPurchase 333.3k$3.00$1M 09/27/2022
09/30/2022PESSIN NORMAN H10% OwnerPurchase 333.3k$3.00$1M 09/27/2022
09/27/2022PESSIN NORMAN H10% OwnerConversion 851$7.00$6k 09/27/2022
09/27/2022PESSIN NORMAN H10% OwnerConversion 121.6k$7.00$851k 09/27/2022
09/27/2022PESSIN NORMAN H10% OwnerConversion 121.6k$7.00$851k 09/27/2022
07/01/2022EHRMAN KENNETH SDirectorPurchaseCommon Stock, par value $0.0011$3.75$3.8 06/16/2022
06/30/2022Harris Edmond L GrantCommon Stock, $0.001 par value2k$3.75$7.5k 06/30/2022
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