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root9B Holdings, Inc. (RTNB)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
08/23/2017
Quad Capital Management Advisors LLC
10% Owner
Sale
root9B Holdings Inc.
125k
$2.26
$282.5k
By corporation
08/22/2017
08/23/2017
Quad Capital Management Advisors LLC
10% Owner
Sale
root9B Holdings Inc.
125k
$2.26
$282.5k
By corporation
08/22/2017
08/22/2017
Quad Capital Management Advisors LLC
10% Owner
Sale
root9B Holdings Inc.
253.7k
$3.13
$794.1k
By corporation
08/22/2017
08/22/2017
Quad Capital Management Advisors LLC
10% Owner
Sale
root9B Holdings Inc.
253.7k
$3.13
$794.1k
By corporation
08/22/2017
06/29/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
1000
$8.95
$9k
By corporation
06/29/2017
06/27/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
600
$8.49
$5.1k
By corporation
06/27/2017
06/23/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
22.2k
$8.14
$180.6k
By corporation
06/23/2017
06/21/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
1.3k
$6.95
$9k
By corporation
06/20/2017
06/20/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
848
$6.75
$5.7k
By corporation
06/20/2017
06/13/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
132
$6.99
$922.7
By corporation
06/13/2017
06/12/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
2.5k
$6.80
$17k
By corporation
06/09/2017
06/09/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
302
$6.89
$2.1k
By Corporation
06/09/2017
06/07/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
6k
$7.06
$42.4k
By corporation
06/07/2017
06/02/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
1000
$8.14
$8.1k
By Corporation
06/01/2017
06/01/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
7.5k
$7.82
$58.6k
By Corporation
06/01/2017
05/26/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
3.2k
$6.82
$21.8k
By corporation
05/26/2017
05/25/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
10.4k
$7.44
$77.4k
By corporation
05/25/2017
05/23/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
2k
$7.30
$14.8k
By corporation
05/23/2017
05/22/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
2.8k
$6.96
$19.3k
By corporation
05/19/2017
05/19/2017
Quad Capital Management Advisors LLC
10% Owner
Purchase
root9B Holdings Inc.
1.5k
$7.49
$11.5k
By corporation
05/19/2017
01/25/2017
GRANO JOSEPH J JR
CEO and Chairman
Purchase
10.4k
$12.00
$125k
01/25/2017
01/25/2017
GRANO JOSEPH J JR
CEO and Chairman
Purchase
Convertible Promissory Note
20.8k
$12.00
$250k
01/25/2017
12/09/2016
Hoke William
CFO
Grant
Options (Right to Buy)
20k
$0.00
$0
12/09/2016
12/09/2016
Hoke William
CFO
Grant
Options (Right to Buy)
20k
$10.00
$200k
12/09/2016
11/14/2016
GRANO JOSEPH J JR
CEO and Chairman
Grant
Options (right to buy)
528.8k
$0.76
$401.9k
11/14/2016
11/14/2016
GRANO JOSEPH J JR
CEO and Chairman
Disposition
Options (right to buy)
1M
$0.76
$788k
.
11/14/2016
11/01/2016
Hipkins Eric Scott
Director
Grant
Options (Right to Buy)
1.3M
$0.00
$0
11/01/2016
07/22/2016
SARTOR ANTHONY
Director
Grant
Options (Right to Buy)
25k
$1.07
$26.8k
07/22/2016
07/22/2016
Morris Gregory C
Director
Grant
Options (Right to Buy)
25k
$1.07
$26.8k
07/26/2016
07/22/2016
SIEGEL SEYMOUR
Director
Grant
Options (Right to Buy)
25k
$1.07
$26.8k
07/22/2016
07/22/2016
BLECH ISAAC
10% Owner
Grant
Options (Right to Buy)
25k
$1.07
$26.8k
07/22/2016
07/22/2016
Carnahan Kevin Todd
Director
Grant
Options (Right to Buy)
25k
$1.07
$26.8k
07/22/2016
07/22/2016
Sucoff Cary
Director
Grant
Options (Right to Buy)
25k
$1.07
$26.8k
07/22/2016
06/10/2016
BLECH ISAAC
10% Owner
Disposition
Warrant (right to buy)
50k
$1.05
$52.5k
06/10/2016
06/10/2016
BLECH ISAAC
10% Owner
Grant
Warrant (right to buy)
50k
$1.75
$87.5k
06/10/2016
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