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FIRST NEW YORK SECURITIES LLC
> CS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2016 | CREDIT SUISSE GROUP AG | CS | 4,000 | 4,000 | 57,240,000 | 57,240,000 | $14,310.00 |
| 09/30/2015 | CREDIT SUISSE GROUP AG | CS | 0 | -126,342 | 0 | -3,487,039,000 | |
| 06/30/2015 | CREDIT SUISSE GROUP AG | CS | 126,342 | 126,342 | 3,487,039,000 | 3,487,039,000 | $27,600.00 |
| 06/30/2012 | CREDIT SUISSE GROUP AG | CS | 0 | -51,881 | 0 | -1,479,000 | |
| 03/31/2012 | CREDIT SUISSE GROUP AG | CS | 51,881 | 41,881 | 1,479,000 | 1,053,000 | $28.51 |
| 12/31/2011 | CREDIT SUISSE GROUP AG | CS | 20,000 | 10,000 | 470,000 | 44,000 | $23.50 |
| 09/30/2010 | CREDIT SUISSE GROUP AG | CS | 10,000 | -134,700 | 426,000 | -7,009,000 | $42.60 |
| 03/31/2010 | CREDIT SUISSE GROUP AG | CS | 144,700 | 132,700 | 7,435,000 | 6,845,000 | $51.38 |
| 12/31/2009 | CREDIT SUISSE GROUP AG | CS | 12,000 | -8,100 | 590,000 | -529,000 | $49.17 |
| 09/30/2009 | CREDIT SUISSE GROUP AG | CS | 20,100 | 20,100 | 1,119,000 | 1,119,000 | $55.67 |
| 06/30/2009 | CREDIT SUISSE GROUP AG | CS | 0 | -12,200 | 0 | -372,000 | |
| 03/31/2009 | CREDIT SUISSE GROUP AG | CS | 12,200 | -46,295 | 372,000 | -2,279,000 | $30.49 |
| 06/30/2008 | CREDIT SUISSE GROUP AG | CS | 58,495 | 28,495 | 2,651,000 | 1,125,000 | $45.32 |
| 03/31/2008 | CREDIT SUISSE GROUP AG | CS | 30,000 | 30,000 | 1,526,000 | 1,526,000 | $50.87 |
| 09/30/2007 | CREDIT SUISSE GROUP AG | CS | 0 | -10,000 | 0 | -710,000 | |
| 06/30/2007 | CREDIT SUISSE GROUP AG | CS | 10,000 | 10,000 | 710,000 | 710,000 | $71.00 |
| 06/30/2006 | CREDIT SUISSE GROUP AG | CS | 0 | -20,000 | 0 | -1,117,200 | |
| 03/31/2006 | CREDIT SUISSE GROUP AG | CS | 20,000 | 20,000 | 1,117,200 | 1,117,200 | $55.86 |
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