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UBS Group AG
> NYNY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | EMPIRE RESORTS INC | NYNY | 4,661 | 2,439 | 45,000 | 23,000 | $9.65 |
| 06/30/2019 | EMPIRE RESORTS INC | NYNY | 2,222 | 1,200 | 22,000 | 12,000 | $9.90 |
| 03/31/2019 | EMPIRE RESORTS INC | NYNY | 1,022 | -894 | 10,000 | -9,000 | $9.78 |
| 12/31/2018 | EMPIRE RESORTS INC | NYNY | 1,916 | -455 | 19,000 | -3,000 | $9.92 |
| 09/30/2018 | EMPIRE RESORTS INC | NYNY | 2,371 | 443 | 22,000 | -16,000 | $9.28 |
| 06/30/2018 | EMPIRE RESORTS INC | NYNY | 1,928 | 656 | 38,000 | 4,000 | $19.71 |
| 12/31/2017 | EMPIRE RESORTS INC | NYNY | 1,272 | 185 | 34,000 | 9,000 | $26.73 |
| 09/30/2017 | EMPIRE RESORTS INC | NYNY | 1,087 | 246 | 25,000 | 5,000 | $23.00 |
| 06/30/2017 | EMPIRE RESORTS INC | NYNY | 841 | -1,536 | 20,000 | -37,000 | $23.78 |
| 03/31/2017 | EMPIRE RESORTS INC | NYNY | 2,377 | 624 | 57,000 | 17,000 | $23.98 |
| 12/31/2016 | EMPIRE RESORTS INC | NYNY | 1,753 | -22 | 40,000 | 4,000 | $22.82 |
| 09/30/2016 | EMPIRE RESORTS INC | NYNY | 1,775 | 1,775 | 36,000 | 36,000 | $20.28 |
| 06/30/2016 | EMPIRE RESORTS INC | NYNY | 441 | -4,742 | 7,000 | -64,000 | $15.87 |
| 03/31/2016 | EMPIRE RESORTS INC | NYNY | 5,183 | 5,183 | 71,000 | 71,000 | $13.70 |
| 12/31/2015 | EMPIRE RESORTS INC | NYNY | 441 | 441 | 8,000 | 8,000 | $18.14 |
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