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ROCKEFELLER FINANCIAL SERVICES INC
> JPM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | JPMORGAN CHASE & CO | JPM | 1,787,897 | -6,289 | 191,198,000 | 19,835,000 | $106.94 |
| 09/30/2017 | JPMORGAN CHASE & CO | JPM | 1,794,186 | -9,026 | 171,363,000 | 171,198,186 | $95.51 |
| 06/30/2017 | JPMORGAN CHASE & CO | JPM | 1,803,212 | -82,276 | 164,814 | -807 | $0.09 |
| 03/31/2017 | JPMORGAN CHASE & CO | JPM | 1,885,488 | -373,353 | 165,621 | -194,750,379 | $0.09 |
| 12/31/2016 | JPMORGAN CHASE & CO | JPM | 2,258,841 | 4,687 | 194,916,000 | 44,812,000 | $86.29 |
| 09/30/2016 | JPMORGAN CHASE & CO | JPM | 2,254,154 | -136,534 | 150,104,000 | 1,547,000 | $66.59 |
| 06/30/2016 | JPMORGAN CHASE & CO | JPM | 2,390,688 | -21,963 | 148,557,000 | 5,680,000 | $62.14 |
| 03/31/2016 | JPMORGAN CHASE & CO | JPM | 2,412,651 | 501,020 | 142,877,000 | 44,065,000 | $59.22 |
| 12/31/2015 | JPMORGAN CHASE & CO | JPM | 2,435,667 | -65,173 | 160,827,000 | 8,351,000 | $66.03 |
| 09/30/2015 | JPMORGAN CHASE & CO | JPM | 2,500,840 | 589,209 | 152,476,000 | 53,664,000 | $60.97 |
| 06/30/2015 | JPMORGAN CHASE & CO | JPM | 2,332,368 | -130,551 | 158,042,000 | 8,838,000 | $67.76 |
| 03/31/2015 | JPMORGAN CHASE & CO | JPM | 2,462,919 | 551,288 | 149,204,000 | 50,392,000 | $60.58 |
| 12/31/2014 | JPMORGAN CHASE & CO | JPM | 2,325,264 | -14,976 | 145,515,000 | 4,540,000 | $62.58 |
| 09/30/2014 | JPMORGAN CHASE & CO | JPM | 2,340,240 | 428,609 | 140,975,000 | 42,163,000 | $60.24 |
| 06/30/2014 | JPMORGAN CHASE & CO | JPM | 2,221,707 | 286,905 | 128,015,000 | 10,553,000 | $57.62 |
| 03/31/2014 | JPMORGAN CHASE & CO | JPM | 1,934,802 | 23,171 | 117,462,000 | 18,650,000 | $60.71 |
| 12/31/2013 | JPMORGAN CHASE & CO | JPM | 1,922,961 | 11,330 | 112,455,000 | 13,643,000 | $58.48 |
| 09/30/2013 | JPMORGAN CHASE & CO | JPM | 1,911,631 | -164,097 | 98,812,000 | -10,765,000 | $51.69 |
| 06/30/2013 | JPMORGAN CHASE & CO | JPM | 2,075,728 | 1,927,373 | 109,577,000 | 102,536,000 | $52.79 |
| 03/31/2013 | JPMORGAN CHASE & CO | JPM | 148,355 | -955,668 | 7,041,000 | -41,502,000 | $47.46 |
| 12/31/2012 | JPMORGAN CHASE & CO | JPM | 1,104,023 | 79,635 | 48,543,000 | 7,076,000 | $43.97 |
| 09/30/2012 | JPMORGAN CHASE & CO | JPM | 1,024,388 | 195,551 | 41,467,000 | 11,853,000 | $40.48 |
| 06/30/2012 | JPMORGAN CHASE & CO | JPM | 828,837 | 706,005 | 29,614,000 | 23,966,000 | $35.73 |
| 03/31/2012 | JPMORGAN CHASE & CO | JPM | 122,832 | 14,090 | 5,648,000 | 2,373,000 | $45.98 |
| 12/31/2011 | JPMORGAN CHASE & CO | JPM | 115,304 | 6,562 | 3,834,000 | 559,000 | $33.25 |
| 09/30/2011 | JPMORGAN CHASE & CO | JPM | 108,742 | 72,372 | 3,275,000 | 1,787,000 | $30.12 |
| 06/30/2011 | JPMORGAN CHASE & CO | JPM | 36,370 | 0 | 1,488,000 | -188,000 | $40.91 |
| 03/31/2011 | JPMORGAN CHASE & CO | JPM | 36,370 | -2,510 | 1,676,000 | 26,000 | $46.08 |
| 12/31/2010 | JPMORGAN CHASE & CO | JPM | 38,880 | 19,175 | 1,650,000 | 900,000 | $42.44 |
| 09/30/2010 | JPMORGAN CHASE & CO | JPM | 19,705 | 18,715 | 750,000 | 714,000 | $38.06 |
| 06/30/2010 | JPMORGAN CHASE & CO | JPM | 990 | 0 | 36,000 | -8,000 | $36.36 |
| 03/31/2010 | JPMORGAN CHASE & CO | JPM | 990 | -114,484 | 44,000 | -4,768,000 | $44.44 |
| 12/31/2009 | JPMORGAN CHASE & CO | JPM | 115,474 | 6,930 | 4,812,000 | 56,000 | $41.67 |
| 09/30/2009 | JPMORGAN CHASE & CO | JPM | 108,544 | -700 | 4,756,000 | 1,030,000 | $43.82 |
| 06/30/2009 | JPMORGAN CHASE & CO | JPM | 109,244 | -15,593 | 3,726,000 | -210,000 | $34.11 |
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