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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 46,193 | -99,014 | 11,365,788,000 | -21,863,382,000 | $246,050.01 |
| 03/31/2023 | CATERPILLAR INC | CAT | 145,207 | 9,235 | 33,229,170,000 | 655,718,000 | $228,840.00 |
| 12/31/2022 | CATERPILLAR INC | CAT | 135,972 | 79,243 | 32,573,452,000 | 32,564,144,000 | $239,560.00 |
| 09/30/2022 | CATERPILLAR INC | CAT | 56,729 | -160,734 | 9,308,000 | -39,147,000 | $164.08 |
| 03/31/2022 | CATERPILLAR INC | CAT | 217,463 | -8,455 | 48,455,000 | 1,749,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 225,918 | 86,410 | 46,706,000 | 19,925,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 139,508 | 17,035 | 26,781,000 | 127,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 122,473 | 9,726 | 26,654,000 | 511,000 | $217.63 |
| 03/31/2021 | CATERPILLAR INC | CAT | 112,747 | -1,588 | 26,143,000 | 5,332,000 | $231.87 |
| 12/31/2020 | CATERPILLAR INC | CAT | 114,335 | 21,370 | 20,811,000 | 6,945,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 92,965 | 30,434 | 13,866,000 | 5,956,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 62,531 | -5,536 | 7,910,000 | 12,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 68,067 | -31,294 | 7,898,000 | -6,776,000 | $116.03 |
| 12/31/2019 | CATERPILLAR INC | CAT | 99,361 | 2,800 | 14,674,000 | 2,477,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 96,561 | 36,833 | 12,197,000 | 4,057,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 59,728 | -189,897 | 8,140,000 | -25,682,000 | $136.28 |
| 03/31/2019 | CATERPILLAR INC | CAT | 249,625 | 77,636 | 33,822,000 | 11,967,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 171,989 | -73,997 | 21,855,000 | -15,655,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 245,986 | 31,578 | 37,510,000 | 8,421,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 214,408 | -84,719 | 29,089,000 | -14,996,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 299,127 | 61,146 | 44,085,000 | 6,584,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 237,981 | 36,199 | 37,501,000 | 12,337,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 201,782 | 55,884 | 25,164,000 | 9,486,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 145,898 | 70,720 | 15,678,000 | 8,704,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 75,178 | 14,407 | 6,974,000 | 1,305,000 | $92.77 |
| 12/31/2016 | CATERPILLAR INC | CAT | 60,771 | -1,821 | 5,669,000 | 194,000 | $93.28 |
| 09/30/2016 | CATERPILLAR INC | CAT | 62,592 | -14,257 | 5,475,000 | -353,000 | $87.47 |
| 06/30/2016 | CATERPILLAR INC | CAT | 76,849 | 76,849 | 5,828,000 | 5,828,000 | $75.84 |
| 03/31/2016 | CATERPILLAR INC | CAT | 118,179 | -392,374 | 9,044,000 | -25,648,000 | $76.53 |
| 12/31/2015 | CATERPILLAR INC | CAT | 510,553 | 121,152 | 34,692,000 | 9,249,000 | $67.95 |
| 09/30/2015 | CATERPILLAR INC | CAT | 389,401 | -167,307 | 25,443,000 | -21,765,000 | $65.34 |
| 06/30/2015 | CATERPILLAR INC | CAT | 556,708 | -88,648 | 47,208,000 | -4,439,000 | $84.80 |
| 03/31/2015 | CATERPILLAR INC | CAT | 645,356 | 117,732 | 51,647,000 | 3,380,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 527,624 | 149,752 | 48,267,000 | 10,842,000 | $91.48 |
| 09/30/2014 | CATERPILLAR INC | CAT | 377,872 | 377,872 | 37,425,000 | 37,425,000 | $99.04 |
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