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LADENBURG THALMANN FINANCIAL SERVICES INC.
> NYNY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | EMPIRE RESORTS INC | NYNY | 47 | 0 | 453 | 1 | $9.63 |
| 06/30/2019 | EMPIRE RESORTS INC | NYNY | 47 | 0 | 451 | -21 | $9.60 |
| 03/31/2019 | EMPIRE RESORTS INC | NYNY | 47 | 0 | 472 | -4 | $10.05 |
| 12/31/2018 | EMPIRE RESORTS INC | NYNY | 47 | -60 | 476 | -524 | $10.13 |
| 09/30/2018 | EMPIRE RESORTS INC | NYNY | 107 | 0 | 1,000 | -1,000 | $9.35 |
| 06/30/2018 | EMPIRE RESORTS INC | NYNY | 107 | 20 | 2,000 | 0 | $18.69 |
| 12/31/2017 | EMPIRE RESORTS INC | NYNY | 87 | 0 | 2,000 | 0 | $22.99 |
| 09/30/2017 | EMPIRE RESORTS INC | NYNY | 87 | 0 | 2,000 | 0 | $22.99 |
| 06/30/2017 | EMPIRE RESORTS INC | NYNY | 87 | 0 | 2,000 | 0 | $22.99 |
| 03/31/2017 | EMPIRE RESORTS INC | NYNY | 87 | 0 | 2,000 | 0 | $22.99 |
| 12/31/2016 | EMPIRE RESORTS INC | NYNY | 87 | 0 | 2,000 | 0 | $22.99 |
| 09/30/2016 | EMPIRE RESORTS INC | NYNY | 87 | 0 | 2,000 | 1,000 | $22.99 |
| 06/30/2016 | EMPIRE RESORTS INC | NYNY | 87 | -400 | 1,000 | -6,000 | $11.49 |
| 03/31/2016 | EMPIRE RESORTS INC | NYNY | 487 | 487 | 7,000 | 7,000 | $14.37 |
| 12/31/2015 | EMPIRE RESORTS INC | NYNY | 486 | 486 | 9,000 | 9,000 | $18.52 |
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