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HARBOUR INVESTMENTS, INC.
> FEMB
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 46,567 | 5,719 | 1,222,391,000 | 1,221,300,000 | $26,250.16 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 40,848 | 0 | 1,091,000 | 0 | $26.71 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 40,848 | 18,269 | 1,091,000 | 387,000 | $26.71 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 22,579 | -426 | 704,000 | -45,000 | $31.18 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 23,005 | 2,370 | 749,000 | 30,000 | $32.56 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 20,635 | 1,737 | 719,000 | 69,000 | $34.84 |
| 03/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND III | FEMB | 18,898 | 18,898 | 650,000 | 650,000 | $34.40 |
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