Nuveen Short Duration Credit Opportunities Fund (JSD) [Rocket]

Ownership

Nuveen Short Duration Credit Opportunities Fund (JSD)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
OAKTREE CAPITAL MANAGEMENT LP	509,049	0	5,971,144,000			Hist	03/31/2023
Bulldog Investors, LLP	372,705	59,643	4,304,743,000	1.43		Hist	06/30/2023
Saba Capital Management, L.P.	365,056	48,217	4,216,397,000	0.11		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	351,887	52,017	4,064,295,000			Hist	06/30/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	345,450	345,450	3,989,948,000	0.20		Hist	06/30/2023
Next Capital Management LLC	215,984	0	2,498,183,000	1.16		Hist	06/30/2023
MORGAN STANLEY	207,625	-19,500	2,398,073,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	184,994	-7	2,136,681,000	0.02		Hist	06/30/2023
Invesco Ltd.	174,212	-41,202	2,012,149,000	0.00		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	160,280	56,354	1,851,235,000	0.00		Hist	06/30/2023
Woodline Partners LP	153,500	-25,682	1,772,925,000	0.02		Hist	06/30/2023
Baird Financial Group, Inc.	138,663	4,022	1,601,558,000	0.00		Hist	06/30/2023
Almitas Capital LLC	129,962	129,962	1,507,559,000	0.64		Hist	06/30/2023
Advisors Asset Management, Inc.	125,349	-86,015	1,447,781,000	0.03		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	123,637	60,928	1,428,007,000	0.02		Hist	06/30/2023
Shaker Financial Services, LLC	81,747	-273	967,967,000	0.42		Hist	03/31/2023
LPL Financial LLC	67,958	2,711	797,143,000	0.00		Hist	03/31/2023
NewEdge Advisors, LLC	62,200	1,000	718,410,000	0.01		Hist	06/30/2023
AQR Arbitrage LLC	49,149	34,915	567,671,000	0.02		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	33,364	-2,425	385,355,000	0.00		Hist	06/30/2023
Logan Stone Capital, LLC	26,200	-34,539	302,610,000	0.10		Hist	06/30/2023
HARBOUR INVESTMENTS, INC.	20,270	2,658	240,402,000	0.01		Hist	12/31/2022
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	19,646	19,646	226,911,000	0.03		Hist	06/30/2023
CAPTRUST FINANCIAL ADVISORS	18,053	6,411	211,762,000	0.00		Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	16,928	805	195,518,000			Hist	06/30/2023
ROYAL BANK OF CANADA	14,999	1,099	173,000,000	0.00		Hist	06/30/2023
MELFA WEALTH MANAGEMENT, LLC	12,665	12,665	150,205,000	0.16		Hist	12/31/2022
STIFEL FINANCIAL CORP	12,692	1,346	146,592,000	0.00		Hist	06/30/2023
Matisse Capital	12,135	-3,571	143,921,000			Hist	12/31/2022
LEVEL FOUR ADVISORY SERVICES, LLC	11,524	11,524	133,100,000	0.01		Hist	06/30/2023
UBS Group AG	8,760	-7,615	101,178,000	0.00		Hist	06/30/2023
JPMORGAN CHASE & CO	424	-23	4,897,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	403	0	4,658,000	0.00		Hist	06/30/2023
SIT INVESTMENT ASSOCIATES INC	219,625	5,966	2,537,000	0.07		Hist	06/30/2023
THRIVENT FINANCIAL FOR LUTHERANS	85,051	-12,504	982,000	0.00		Hist	06/30/2023
<< Prev Next >>