Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (FFC) [Rocket]

Ownership

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (FFC)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	671,941	37,524	9,232,469,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	551,627	19,027	7,579,357,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	515,114	-6,082	7,078,000,000	0.00		Hist	06/30/2023
MANGROVE PARTNERS	509,000	509,000	6,993,660,000	0.48		Hist	06/30/2023
Invesco Ltd.	479,206	42,109	6,584,291,000	0.00		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	257,794	-34,579	3,545,986,000	0.00		Hist	06/30/2023
LPL Financial LLC	201,166	3,863	2,784,144,000	0.00		Hist	03/31/2023
Csenge Advisory Group	201,050	5,739	2,782,534,000	0.20		Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	166,882	17,611	2,293,038,000			Hist	06/30/2023
Cerity Partners LLC	145,862	-53,071	2,004,144,000	0.01		Hist	06/30/2023
Family Firm, Inc.	141,022	15,531	1,937,639,000	0.51		Hist	06/30/2023
Consolidated Portfolio Review Corp	128,406	27,618	1,764,303,000	0.42		Hist	06/30/2023
Elevated Capital Advisors, LLC	127,148	-14,070	1,747,007,000	0.58		Hist	06/30/2023
UBS Group AG	121,421	41,865	1,668,324,000	0.00		Hist	06/30/2023
Connectus Wealth, LLC	119,185	119,185	1,637,604,000	0.04		Hist	06/30/2023
Future Financial Wealth Managment LLC	117,112	99,251	1,609,119,000	1.69		Hist	06/30/2023
Sowell Financial Services LLC	116,796	150	1,605,000,000	0.09		Hist	06/30/2023
Cetera Advisor Networks LLC	114,094	21,560	1,579,055,000	0.01		Hist	03/31/2023
WELLS FARGO & COMPANY/MN	112,835	-10,074	1,550,355,000	0.00		Hist	06/30/2023
TRUIST FINANCIAL CORP	96,481	-6,684	1,449,143,000	0.00		Hist	12/31/2022
Western Wealth Management, LLC	76,275	76,275	1,145,653,000	0.12		Hist	12/31/2022
CHELSEA COUNSEL CO	67,200	0	930,048,000	0.45		Hist	03/31/2023
MCIA Inc	50,577	29,752	820,352,000	0.37		Hist	12/31/2022
BARD ASSOCIATES INC	56,775	100	780,089,000	0.30		Hist	06/30/2023
Atomi Financial Group, Inc.	47,033	-2,386	646,227,000	0.29		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	37,251	3,882	511,828,000	0.01		Hist	06/30/2023
HighTower Advisors, LLC	35,748	6,701	490,000,000	0.00		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	29,748	-9,637	446,801,000	0.00		Hist	12/31/2022
TITLEIST ASSET MANAGEMENT, LTD.	28,602	11	429,598,000	0.10		Hist	12/31/2022
Atria Wealth Solutions, Inc.	29,114	-7,534	400,059,000	0.01		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	24,006	-38,631	360,581,000	0.00		Hist	12/31/2022
MILLENNIUM MANAGEMENT LLC	24,055	-14,156	330,516,000	0.00		Hist	06/30/2023
TITLEIST ASSET MANAGEMENT, LLC	23,467	-5,145	322,437,000	0.06		Hist	06/30/2023
PNC FINANCIAL SERVICES GROUP, INC.	23,000	0	316,020,000	0.00		Hist	06/30/2023
Sage Capital Advisors,llc	22,243	4,428	305,624,000	0.11		Hist	06/30/2023
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