| Date Filed | Type | Description |
| 08/18/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/05/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/23/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/23/2020 |
4
| Tu James (Chairman and CEO) has filed a Form 4 on ENERGY FOCUS, INC/DE|
Txns:
| Granted 150,000 options
@ $0.3, valued at
$45k
|
|
| 01/30/2020 |
SC 13D/A
| Tu James reports a 10.9% stake in ENERGY FOCUS, INC. |
| 01/30/2020 |
4
| Tu James (CEO & Chairman) has filed a Form 4 on ENERGY FOCUS, INC/DE|
Txns:
| Converted convertible notes
@ $0
Converted 1,721,023 convertible preferred
@ $0 |
|
| 07/18/2019 |
4
| Tu James (Chairman and CEO) has filed a Form 4 on ENERGY FOCUS, INC/DE|
Txns:
| Granted 300,000 options
@ $0.42, valued at
$126k
|
|
| 04/03/2019 |
SC 13D/A
| Tu James reports a 8.3% stake in ENERGY FOCUS, INC. |
| 04/03/2019 |
4
| Tu James (CEO, President and Interim CFO) has filed a Form 4 on ENERGY FOCUS, INC/DE|
Txns:
| Bought convertible notes
@ $0 |
|
| 02/26/2019 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 12/10/2018 |
3
| Tu James (Member of 10% owner group) has filed a Form 3 on ENERGY FOCUS, INC/DE |
| 11/30/2018 |
SC 13D
| Tu James reports a 8.4% stake in ENERGY FOCUS, INC. |
| 03/16/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 04/17/2014 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 05/01/2013 |
4
| Tu James (Executive Chairman) has filed a Form 4 on ENERGY FOCUS, INC/DE|
Txns:
| Granted 400,000 options
@ $0.23, valued at
$92k
|
|
| 12/21/2012 |
3
| Tu James (Director) has filed a Form 3 on ENERGY FOCUS, INC/DE |