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Transactions
Holdings
Tu James
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
04/01/2021
ENERGY FOCUS, INC/DE
EFOI
Conversion
Series A Convertible Preferred Stock
1.7M
$0.00
$0
See footnote
04/01/2021
04/01/2021
ENERGY FOCUS, INC/DE
EFOI
Conversion
Common Stock
344.2k
$0.00
$0
See footnote
04/01/2021
02/19/2021
ENERGY FOCUS, INC/DE
EFOI
Grant
Stock Option (Right to buy)
15k
$5.59
$83.8k
02/19/2021
03/18/2020
ENERGY FOCUS, INC/DE
EFOI
Grant
Stock Option
150k
$0.30
$45k
03/18/2020
01/16/2020
ENERGY FOCUS, INC/DE
EFOI
Conversion
Convertible Notes due 2021
0
$0.00
$0
See footnote
01/16/2020
01/16/2020
ENERGY FOCUS, INC/DE
EFOI
Conversion
Series A Convertible Preferred Stock
1.7M
$0.00
$0
See footnote
01/16/2020
07/16/2019
ENERGY FOCUS, INC/DE
EFOI
Grant
Stock Option
300k
$0.42
$126k
07/16/2019
03/29/2019
ENERGY FOCUS, INC/DE
EFOI
Purchase
Convertible Notes due 2021
0
$0.00
$0
See Footnote
03/29/2019
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