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GOLDSTEIN PHILLIP
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Filings
Date Filed
Type
Description
01/31/2022
SC 13G/A
GOLDSTEIN PHILLIP reports a 2.9% stake in HERZFELD CARIBBEAN BASIN FUND INC
09/27/2021
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for HIGHLAND INCOME FUND\MA
08/11/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
08/10/2021
SC 13D
Form SC 13D - General statement of acquisition of beneficial ownership:
02/12/2021
SC 13G/A
GOLDSTEIN PHILLIP reports a 7.1% stake in HERZFELD CARIBBEAN BASIN FUND INC
04/23/2020
SC 13G/A
GOLDSTEIN PHILLIP reports a 9.4% stake in HERZFELD CARIBBEAN BASIN FUND INC
11/01/2019
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for HERZFELD CARIBBEAN BASIN FUND INC
04/30/2019
SC 13D
GOLDSTEIN PHILLIP has filed a Schedule 13D for HERZFELD CARIBBEAN BASIN FUND INC
03/04/2019
SC 13G
GOLDSTEIN PHILLIP reports a 9.7% stake in HERZFELD CARIBBEAN BASIN FUND INC
02/08/2010
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/04/2010
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
01/19/2010
SC 13D/A
LGL GROUP INC has filed a Schedule 13D for GOLDSTEIN PHILLIP
11/12/2009
SC 13G/A
Camden Learning CORP reports a 12.6% stake in Camden Learning Corp.
09/25/2009
SC 13D/A
TM Entertainment & Media, Inc. has filed a Schedule 13D for GOLDSTEIN PHILLIP
09/15/2009
SC 13G/A
InterAmerican Acquisition Group Inc has filed a Schedule 13D for InterAmerican Acquisition Group Inc
07/27/2009
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for GOLDSTEIN PHILLIP
06/29/2009
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for GOLDSTEIN PHILLIP
06/08/2009
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for GOLDSTEIN PHILLIP
05/26/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 13.3% stake in Alyst Acquisition Corp.
05/11/2009
SC 13G/A
Form SC 13G/A -- Statement of acquisition of beneficial ownership by individuals [amend]
05/04/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 18.3% stake in Pinpoint Advance Corp.
04/22/2009
SC 13D
Form SC 13D -- General statement of acquisition of beneficial ownership
04/22/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 0% stake in Polaris Acquisition Corp.
04/22/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 15.2% stake in Arcade Acquisition Corp.
04/22/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 7.6% stake in Alyst Acquisition Corp.
04/20/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 15.8% stake in Transtech Services Partners
04/07/2009
SC 13D/A
Form SC 13D/A -- General statement of acquisition of beneficial ownership [amend]
04/07/2009
SC 13G
GOLDSTEIN PHILLIP reports a 5.5% stake in MBF Healthcare Acquisition
03/23/2009
SC 13G
GOLDSTEIN PHILLIP reports a 5.2% stake in Apex Bioventures Acquisition
03/23/2009
SC 13G
GOLDSTEIN PHILLIP reports a 8.6% stake in Arcade Acquisition Corp.
03/17/2009
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for GOLDSTEIN PHILLIP
03/16/2009
SC 13D/A
GOLDSTEIN PHILLIP has filed a Schedule 13D for GOLDSTEIN PHILLIP
03/12/2009
SC 13G/A
GOLDSTEIN PHILLIP reports a 0% stake in China Healthcare Acquisition Corp.
03/05/2009
SC 13G
GOLDSTEIN PHILLIP reports a 5.7% stake in Fiduciary/Clay Dynamic Equity
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