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Omthera Pharmaceuticals, Inc. (OMTH)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
07/18/2013
Viswanathan Ravi
10% Owner
Disposition
Common Stock
5.8M
$0.00
$0
See Note 3
07/18/2013
07/18/2013
MOTT DAVID M
10% Owner
Disposition
Common Stock
5.8M
$0.00
$0
See Note 2
07/18/2013
07/18/2013
Weller Harry R
10% Owner
Disposition
Common Stock
5.8M
$0.00
$0
See Note 3
07/18/2013
07/18/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Disposition
Common Stock
7.2M
$0.00
$0
07/18/2013
07/18/2013
HORNER GEORGE F III
Director
Disposition
Common Stock
204.3k
$0.00
$0
07/18/2013
07/18/2013
Davidson Michael H.
Executive VP & CMO
Disposition
Common Stock
964.6k
$0.00
$0
07/18/2013
07/18/2013
Davidson Michael H.
Executive VP & CMO
Disposition
Common Stock
520.8k
$0.00
$0
By Michael H. Davidson 2012 GRAT U/A/D October 2, 2012 Including Successor Trustees Thereto
07/18/2013
07/18/2013
Machielse Bernardus N M
Executive VP and COO
Disposition
Common Stock
247k
$0.00
$0
07/16/2013
07/18/2013
Wisler Gerald
President and CEO
Disposition
Common Stock
661.5k
$0.00
$0
07/18/2013
07/18/2013
Wisler Gerald
President and CEO
Disposition
Common Stock
332k
$0.00
$0
By Nicole Miranda Wisler 2012 Exempt Trust
07/18/2013
07/18/2013
Wisler Gerald
President and CEO
Disposition
Common Stock
26.4k
$0.00
$0
By Nicole Miranda Wisler 2012 Non-Exempt Trust
07/18/2013
07/16/2013
Machielse Bernardus N M
Executive VP and COO
Exercise
Stock Option (right to buy)
221.4k
$2.08
$460.5k
07/16/2013
04/16/2013
Seghezzi Graziano
Director
Conversion
Common Stock
0
$0.01
$0
See footnote
04/16/2013
04/16/2013
Seghezzi Graziano
Director
Sale
Common Stock
0
$8.00
$0
See footnote
04/16/2013
04/16/2013
Seghezzi Graziano
Director
Conversion
Common Stock
0
$8.00
$0
See footnote
04/16/2013
04/16/2013
Seghezzi Graziano
Director
Purchase
Common Stock
0
$8.00
$0
See footnote
04/16/2013
04/16/2013
Seghezzi Graziano
Director
Conversion
Series B Convertible Preferred Stock
0
$0.00
$0
See footnote
04/16/2013
04/16/2013
Seghezzi Graziano
Director
Conversion
Warrant (right to buy)
0
$0.01
$0
See footnote
04/16/2013
04/16/2013
Seghezzi Graziano
Director
Conversion
Secured Convertible Promissory Note
0
$8.00
$0
See footnote
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Secured Convertible Promissory Note
633.2k
$8.00
$5.1M
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Warrant (right to buy)
156.2k
$0.01
$1.6k
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Series B Convertible Preferred Stock
3.7M
$0.00
$0
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Series A Convertible Preferred Stock
4.4M
$0.00
$0
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Purchase
Common Stock
625k
$8.00
$5M
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Common Stock
633.2k
$8.00
$5.1M
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Sale
Common Stock
196
$8.00
$1.6k
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Common Stock
156.2k
$0.01
$1.6k
04/16/2013
04/16/2013
SOFINNOVA CAPITAL VI FCPR
10% Owner
Conversion
Common Stock
5.7M
$0.00
$0
04/16/2013
04/11/2013
Weller Harry R
10% Owner
Grant
Warrant (right to buy)
156.2k
$0.01
$1.6k
See Note 2
04/11/2013
04/11/2013
Weller Harry R
10% Owner
Grant
Secured Convertible Promissory Note
633.2k
$8.00
$5.1M
See Note 2
04/11/2013
04/11/2013
Viswanathan Ravi
10% Owner
Grant
Warrant (right to buy)
156.2k
$0.01
$1.6k
See Note 2
04/11/2013
04/11/2013
Viswanathan Ravi
10% Owner
Grant
Secured Convertible Promissory Note
633.2k
$8.00
$5.1M
See Note 2
04/11/2013
04/11/2013
MOTT DAVID M
10% Owner
Grant
Warrant (right to buy)
156.2k
$0.01
$1.6k
See Note 2
04/11/2013
04/11/2013
MOTT DAVID M
10% Owner
Grant
Secured Convertible Promissory Note
633.2k
$8.00
$5.1M
See Note 2
04/11/2013
04/11/2013
Seghezzi Graziano
Director
Grant
Warrant (right to buy)
0
$0.01
$0
See footnote
04/11/2013
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